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About the Role:
- SmartAsset is seeking an experienced VP, Legal & Chief Compliance Officer to lead legal and regulatory compliance.
- This senior leadership role requires deep SEC-registered investment advisor compliance experience.
What You'll Do:
- Serve as the designated Chief Compliance Officer and oversee the compliance program.
- Lead legal strategy, commercial agreements, corporate governance, and regulatory matters.
- Partner with business leaders to navigate legal risks and support innovation.
What We're Looking For:
- JD and active license, with 10+ years of progressive legal and compliance experience.
- Deep knowledge of SEC regulations and experience managing examinations.
- Strong executive presence and a hands-on, solutions-oriented approach.
Benefits:
- Fully remote work within the contiguous U.S.
- Comprehensive health coverage including medical, dental, and vision.
- 401(k) match, equity, and generous time off.
SmartAsset
SmartAsset is an online destination for consumer-focused financial information, educational content, personalized calculators, and tools. It is a recognized fintech company, featured on Inc. 5000 and Y Combinator's Top Companies list, with a remote-first culture.