As Senior Manager, Brokerage Finance you will be a strategic, cross-functional translator who will serve as the critical link between product innovation and our core financial and regulatory obligations. You will be a key partner to our engineering, operations, and finance teams, translating complex regulatory requirements into actionable system and process designs to enable efficient and compliant product launches.
Support the CCO in the implementation and delivery of the Compliance related functions and its Canadian operations. You will be responsible for leading assigned program elements and ensuring robust regulatory practices, maintaining industry-leading standards, and enabling innovation through compliance. You will identify, assess, and manage regulatory risks and maintain and update the Canadian Compliance Manual and AML Program.