This role is for a detail-oriented and energetic risk & compliance management professional to join the Enterprise Risk Governance team to advance the organization’s risk maturity. The individual will play a critical role through support and execution of its issue, audit and exam management functions.
This role offers you the chance to ensure oversight of model risk, ensuring the integrity and efficacy of various quantitative models used by the bank, directly or through its fintech partners. You’ll play a critical role in safeguarding the company against regulatory, financial, and reputational risks linked to model risks. Your expertise will help prevent potential losses and ensure compliance with Lead’s stringent risk management standards.
The Branch Inspection Program is one pillar of the IMBD Central Compliance team responsible for reviewing for compliance with FINRA Rules 3110 and 3120, NFA Rule 2-9, MSRB Rule G-27, and various internal Firm policies and procedures. Utilizing both on-site and virtual inspections, the Examiner is expected to complete numerous inspections per year of various Firm locations. Conduct virtual/on-site inspections to detect instances of policy violations in a variety of areas.
You'll be instrumental in protecting Relay and our customers from potential fraud risks. As a key member of a high-impact team, you’ll have the opportunity to help shape new processes, safeguard Relay users, and champion the success of SMBs. This role involves performing regular risk assessments, analyzing data to identify patterns, and collaborating with teams to implement risk mitigation strategies.
Serve as the execution arm for policies set by cross-functional brokerage stakeholders. Close client positions and/or apply appropriate account restrictions based on single stock and broad-based stress testing metrics to ensure that client exposures are within established stress guidelines, according to established policies and procedures. The successful candidate will manage a team of Associates and serve as the execution arm for policies set by cross-functional brokerage stakeholders.
The Senior Director of Risk Management will design, operate, and enforce our Enterprise Transaction Risk Governance Program. This leader will own the transaction governance framework, oversee risk reporting, build our Risk Control Self-Assessment (RCSA) Program, and contribute to our Data Governance program. The position requires deep regulatory fluency, strong cross-functional influence, and presence at the executive level.
As an Operations Risk Analyst, you’ll help ensure the stability and integrity of Kalshi’s markets by contributing to post-trade processing and managing operational risk across our exchange. You’ll monitor trading activity around the clock, safeguard customer positions, and serve as the first point of contact for clients and clearing members experiencing operational issues. You’ll play a key role in protecting participants, minimizing risk, and shaping the systems that power Kalshi’s next generation of markets.
You will advance Monzo’s strategic goals and support our growth by delivering impactful and effective Third Party Risk Management. You will design, implement and manage operational processes to enhance how Monzo manages Third Party Risk. You will have a pivotal role in developing sustainable ways to meet our regulatory requirements.
The Director of SOX Compliance will play a critical role in safeguarding Omada's financial integrity and operational performance. This leadership position will be responsible for developing and executing a comprehensive audit plan that identifies risks, assesses controls, and ensures compliance across the organization. The ideal candidate is a strategic thinker with a solid ethical compass and a track record in internal auditing.
The Risk Analyst will support the execution of the Operational Risk Management Framework (ORMF). This role performs analysis, coordinates processes, and maintains high-quality operational risk data across the organisation, focusing on execution, monitoring, and reporting to ensure operational risk programs are delivered accurately and on time.