Support the margin team as a developing subject matter expert, assist with agent escalations and technical margin inquiries while building expertise through mentorship.
Monitor market, credit, and concentration risk at dealer and client levels real-time; identify potential high-risk areas and contribute to the development of risk mitigation strategies.
Continuously monitor market conditions, volatility, and portfolio exposures to identify emerging risks; exercise sound judgment to make time-sensitive decisions that rapidly redirect supervision efforts.
Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart technology, they take financial services that are often confusing and expensive and make them transparent and low-cost for everyone. They’re the largest fintech company in Canada, with 3+ million users who trust them with more than $100 billion in assets, and a remote first team with over 1,500 employees across North America.
Lead the daily operations of the Brokerage Risk team, including intraday monitoring and escalation coverage.
Oversee monitoring of customer accounts for margin sufficiency, liquidation risk, and abnormal trading behavior.
Ensure all risk events are logged, reviewed, and close with documented mitigations.
Topstep provides a platform for traders to evaluate and fund their trading careers. They foster a culture of collaboration with cameras-on during meetings and a robust Slack environment for communication.
Liaise with the SOX Testing team and key stakeholders to ensure Flywire’s overall compliance with SOX requirements.
Drive efforts to improve SOX IT scoping strategies and develop a comprehensive understanding of applicable IT and business processes.
Evaluate and track reported control deficiencies, root causes, and planned corrective actions in conjunction with IT and business process owners.
Flywire is a global payments enablement and software company that helps clients get paid and their customers pay with ease. With over 1,200 global FlyMates, representing more than 40 nationalities, they are looking for FlyMates to join the next stage of their journey as they continue to grow.
Help with the daily monitoring of merchant processing activity.
Conduct investigations of suspicious merchant activity.
Evaluate patterns in merchant processing activity and researching against internal and external information sources.
Xplor provides cloud-based technology solutions to small and medium-sized businesses, enabling them to manage their operations. With Xplor Pay, they facilitate fast and secure payments. They are a global platform with over 106,000 customers, unified by a purpose of helping people succeed.
Support all stages of the third-party lifecycle, including vendor intake and offboarding.
Assist in the implementation, enhancement, and administration of TPRM tools and platforms.
Provide risk-based guidance to business units to support informed vendor selection.
New American Funding is a mortgage company. The Third Party Risk Management team is responsible for the governance and oversight of third-party risk; they value strong communication and a practical approach to risk management.