Remote Legal Jobs β€’ FCA Regulations

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Job listings

Conduct Specialist

Visa πŸ’³πŸŒπŸ’

As a Conduct Specialist, you will be responsible for the supervision of our Financial Institution clients; including periodic reviews, assessments, and remediation of our clients’ conduct frameworks. Responsibilities include performing conduct assessments on clients relating to products, fair value, customer support, and customer understanding. Identifying potential areas of concern that may impact VXBS and suggesting remediation steps where appropriate.

Compliance Advisory Manager

Monzo πŸš€β€οΈβœ¨
$75,682–$89,814
USD/year

A Compliance Advisory Manager is needed to join the second line of defence (2LoD), who has deep knowledge of FCA rules and associated regulations, and is passionate about Monzo's mission. This role has responsibility for advising on compliance matters associated with Monzo’s Wealth Collective, specifically leading on Insurance products in the UK.