Lead drafting, review and revision of SEC filings.
Advise on securities law compliance.
Support the company’s corporate governance function.
Omada Health is a between-visit healthcare provider that addresses lifestyle and behavior change elements for individuals managing chronic conditions. They strive to build an inclusive culture where differences are celebrated and leveraged to inform better design and business decisions.
Provide guidance for Affirm’s Product and Operations teams on applicable regulatory requirements related to any changes to products or services, issue remediation, and marketing reviews.
Review and approve financial services marketing materials to ensure they comply with regulations and industry standards.
Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation/evidence.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Review written communication to ensure client compliance with FINRA requirements and prevent non-compliant actions.
Review user transaction documents per supervising attorneys' guidelines and support legal and compliance issues.
Assist in conducting compliance Due Diligence- and KYC/AML- related tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform. They deliver a white-labeled regulatory affiliation and compliance back-office solution. With Finalists from different countries and cultures, they encourage our team members to develop their soft skills, boosting their ability to adapt themselves to different backgrounds.
Provide regulatory guidance and counsel to ensure compliance with applicable laws and regulations.
Develop and implement regulatory strategies to support business objectives and mitigate risks.
Assist in the development and implementation of internal policy and procedures to ensure ongoing compliance with relevant laws and regulations.
Remote is solving modern organizations’ biggest challenge – navigating global employment compliantly with ease. They make it possible for businesses of all sizes to recruit, pay, and manage international teams and encourage every member of the Remote team to bring their talents, experiences and culture to the table to help them build the best-in-class HR platform.
Analyze issues arising under federal securities laws and provide practical legal advice to business partners.
Assist in the oversight of reguatory disclosure, filings, and interactions with the Securities and Exchange Commission.
Provide legal support for Management’s work with the Board of Trustees.
Jobgether uses an AI-powered matching process to ensure applications are reviewed quickly, objectively, and fairly against the role's core requirements. The system identifies the top-fitting candidates, and this shortlist is then shared directly with the hiring company.
Provide regulatory compliance risk assessment and consultation.
Assist financial services clients in strengthening their compliance management systems.
Conduct regulatory compliance testing for federal consumer compliance regulations.
Wipfli provides accounting and consulting services. Their people are the core of their business, and they focus on relationships while encouraging individuals to follow their own path.
Prepare and review SEC filings, including Forms 10-K, 10-Q, and 8-K.
Prepare financial statements, footnote disclosures, and Management’s Discussion and Analysis (MD&A).
Draft technical accounting memorandums and provide guidance on U.S. GAAP matters.
Life360's mission is to keep people close to the ones they love. They provide a mobile app, Tile tracking devices, and Pet GPS tracker to empower members. Life360 has more than 500 remote-first employees and are continuing to grow! Life360 is a Remote-First company.