Source Job

US

  • Own the end-to-end operational lifecycle for Atomic Brokerage, including clearance and settlement, corporate actions, account onboarding, and daily reconciliations.
  • Serve as designated supervisory principal for operations, writing and defending supervisory procedures in FINRA and SEC exams.
  • Partner with engineering, FinOp, compliance, and legal teams to strengthen controls, automation, and regulatory reporting as we scale self-clearing infrastructure.

Regulatory Compliance

6 jobs similar to Principal Operations Officer

Jobs ranked by similarity.

$121,410–$127,800/yr
US

  • Execute daily trade, position, and cash reconciliations between internal and clearing firm records, investigating discrepancies and driving resolutions.
  • Support customer account onboarding, securities transfers, and corporate action processing with rigorous documentation and controls.
  • Collaborate across Engineering, Product, Trading, and Compliance teams to resolve time-sensitive operational issues and improve workflow efficiency.

Our partner is a technology-driven financial services firm specializing in U.S. equities brokerage operations. They are looking for a detail-oriented operations professional to support their daily infrastructure in a remote, collaborative culture.

$90,000–$100,000/yr
US Unlimited PTO

  • Support daily clearing and custody activities, including digital asset transactions, wallet operations, and fund movements.
  • Assist with staking, reconciliations, and operational monitoring while maintaining strong controls.
  • Collaborate with Treasury, Finance, Compliance, and Technology to resolve exceptions and improve processes.

Binance.US is a licensed and regulated U.S. cryptocurrency exchange where users can buy, trade, hold, and earn digital assets. It is a top U.S. crypto platform with a remote-first culture and a focus on compliance, collaboration, and integrity.

Americas

  • Own 2026 tax withholding and information reporting for our FINRA-registered broker-dealer.
  • Review W-9/W-8 documents, reconcile withheld tax to the InteliClear general ledger, and coordinate IRS deposits.
  • Prepare Forms 1099 and 1042-S filings and support customer tax inquiries.

Atomic Vest builds financial infrastructure for consumer-facing investing experiences across 60 global markets. It has raised $55M and is a remote-first team from tech, banking, finance, and law.

Asia

  • Manage system capital flow logic and connect fiat channel access, including launch testing and process optimization.
  • Resolve customer capital issues daily by cooperating with customer service and making accurate, timely judgments.
  • Support marketing activity distribution, monitor fund data, and guide subordinates on reconciliation and system issues.

Binance is a leading global blockchain ecosystem and operates the world's largest cryptocurrency exchange by trading volume and registered users. Trusted by over 300 million people in more than 100 countries, it offers a wide range of digital-asset products while aiming to improve global financial access.

Americas

  • Own client money movement across ACH, wires, RTP, checks, and internal journals with a control-first mindset.
  • Strengthen operational controls, reduce risk, and drive process quality in a fast-paced fintech environment.
  • Serve as a key partner to custodians and banking partners while ensuring timely and compliant cash processing.

Alpaca is a global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more, serving financial institutions across 40 countries. With over 400 team members worldwide and $400 million in funding, they are committed to opening financial services to everyone on the planet.

US

  • Lead the regulatory launch and growth of a newly established ETF distribution and statutory underwriting business.
  • Own the entity's P&L, pricing strategy, and financial performance while building governance, controls, and a team.
  • Oversee the transition of distribution and marketing compliance activities from an external provider and manage multi-stakeholder relationships.

They are establishing a new ETF distribution and statutory underwriting business within a regulated financial-services environment. The company is in a launch phase, building its operating model, governance, and team in a lean, evolving setting.