Lead core Group-wide Financial Crime Framework initiatives, maintaining and evolving our Enterprise-Wide Risk Assessment (EWRA) and Policy suite.
Execute 2nd Line Monitoring by designing and conducting thematic reviews of 1st Line processes to test control effectiveness and identify gaps.
Advise on High-Risk Decisions, acting as the primary escalation point for complex cases and providing "check and challenge" on new product launches.
Pleo builds spend solutions that make managing money seamless, empowering, and surprisingly effective for finance teams and employees alike, with a vision to help all businesses ‘go beyond’. They are a driven, progressive, and kind bunch of 850+ people from over 100 nationalities, all committed to delivering the future of business spending, together.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.
Lead the day-to-day execution and continuous enhancement of EarnIn’s Financial Crimes Compliance Program.
Oversee AML investigations, sanctions screening, SAR/UAR decisioning, and case quality to ensure regulatory compliance and audit readiness.
Drive the BSA/AML and Sanctions risk assessment process, ensuring risks are clearly identified, documented, and effectively mitigated.
EarnIn pioneers earned wage access, building products that deliver real-time financial flexibility for those living paycheck to paycheck. They have an experienced leadership team and world-class funding partners like A16Z, Matrix Partners, and DST.
Perform client due diligence and KYC screening on existing customers for the various business units
Review and process watch list filtering and negative news alerts that are generated as part of customer updates and audits
Identify potential KYC concerns and escalate to more senior team members or the Manager during the review process
Zerohash is the leading crypto and stablecoin infrastructure platform and the operating system for digital money, powering the next generation of financial services. Founded in 2017, zerohash enables banks, brokerages, fintechs, and payment companies to offer crypto trading, stablecoin payments, and tokenized assets without having to build or manage complex blockchain infrastructure on their own.
Support the design, maintenance, and execution of the UK compliance monitoring programme covering regulatory obligations.
Conduct risk-based compliance monitoring reviews and thematic testing to assess the effectiveness of regulatory controls.
Prepare monitoring reports and document monitoring findings, identify control weaknesses, and support the tracking of issues.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Lead the development and maintenance of global AML/CFT compliance frameworks.
Own the global financial crime risk assessment framework and drive annual assessments.
Design and maintain global compliance frameworks covering three lines of defense.
Kraken is a mission-focused company rooted in crypto values, aiming to accelerate the global adoption of crypto for financial freedom and inclusion. As a fully remote company with Krakenites in 70+ countries, they develop premium crypto products for experienced traders, institutions, and newcomers.
Lead transaction monitoring optimization, including rule testing, threshold tuning, and the design and rollout of new monitoring scenarios to improve detection quality and reduce false positives
Identify and drive automation and workflow improvements across FIU processes to increase operational efficiency and effectiveness
Evaluate and implement emerging technologies, including LLM and AI-enabled tools, to enhance alert triage, investigations, SAR filing and FIU operational capabilities
Kraken is a mission-focused company rooted in crypto values. As a fully remote company, Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space.
Dakota is building regulated infrastructure for the next generation of digital money. They power fintechs, payment service providers, marketplaces, and enterprises through a stablecoin platform that enables compliant money movement, custody, and cross-border settlement.
Review new payroll direct deposit applications to identify potential fraud and ensure compliance with regulatory requirements.
Investigate risk triggers to determine appropriate next steps and mitigate potential threats.
Monitor and review suspicious accounts to detect unusual or fraudulent activity.
Patriot Software is a remote-first, product-led tech company with a mission to make accounting and payroll fast, simple, and affordable for millions of American businesses. With over 175 team members across the U.S. and a collaborative office hub in Canton, Ohio, they're building software that empowers the backbone of the American economy.
Lead and maintain the firm’s AML/CFT compliance framework in line with applicable legal, regulatory, and internal policy requirements.
Act as the senior accountable officer for AML/CFT compliance governance, oversight, and escalation.
Develop, implement, and periodically review AML/CFT policies, standards, procedures, and controls.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Conduct compliance risk assessments for products and operational changes.
Translate regulatory expectations into practical controls.
Design and implement scalable compliance controls.
EarnIn builds products that deliver real-time financial flexibility for those with the unique needs of living paycheck to paycheck. They are a fast-growing company with experienced leadership and world-class funding partners, aiming to bring world-class talent onboard.
Responsible for the design, implementation, and administration of the firm’s BSA/AML compliance program.
Oversees suspicious activity monitoring, regulatory reporting, financial crime investigations, and AML governance.
Serves as the primary liaison with regulators, auditors, and law enforcement on BSA/AML matters.
sFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform aiming to open the world’s financial markets to everyone. The company was founded in 2014 and is backed by Social Capital, Digital Currency Group, Khosla Ventures, and Y Combinator among others.
Provide guidance for Affirm’s Product and Operations teams on applicable regulatory requirements related to any changes to products or services, issue remediation, and marketing reviews.
Review and approve financial services marketing materials to ensure they comply with regulations and industry standards.
Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation/evidence.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.