The assurance review schedule as the DC book grows, keeping risk ratings accurate.
In-depth reviews of DC responses, identifying gaps and weaknesses in their financial crime controls.
Drafting and issuing recommendations to DCs, then tracking and following up until full closure is confirmed.
Griffin is a fully regulated UK bank that powers the accounts and payments offerings of product-led fintechs and platforms. They provide the banking backbone behind products in remittance, payroll, wealth, insurance, proptech, payments, neobanking and more and have been remote-first since 2017.
Lead core Group-wide Financial Crime Framework initiatives, maintaining and evolving our Enterprise-Wide Risk Assessment (EWRA) and Policy suite.
Execute 2nd Line Monitoring by designing and conducting thematic reviews of 1st Line processes to test control effectiveness and identify gaps.
Advise on High-Risk Decisions, acting as the primary escalation point for complex cases and providing "check and challenge" on new product launches.
Pleo builds spend solutions that make managing money seamless, empowering, and surprisingly effective for finance teams and employees alike, with a vision to help all businesses ‘go beyond’. They are a driven, progressive, and kind bunch of 850+ people from over 100 nationalities, all committed to delivering the future of business spending, together.
Responsible for the design, implementation, and administration of the firm’s BSA/AML compliance program.
Oversees suspicious activity monitoring, regulatory reporting, financial crime investigations, and AML governance.
Serves as the primary liaison with regulators, auditors, and law enforcement on BSA/AML matters.
sFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform aiming to open the world’s financial markets to everyone. The company was founded in 2014 and is backed by Social Capital, Digital Currency Group, Khosla Ventures, and Y Combinator among others.