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Senior Associate, Marketing Compliance

Wealthsimple πŸ’°πŸ“ˆπŸŒ΄
North America 4w PTO

The Senior Associate, Marketing Compliance will be responsible for reviewing proposed advertising, marketing and client communications materials to identify any legal or compliance risks. You will partner with stakeholders in Marketing, Legal and Compliance to manage risk and enable business and marketing objectives. The ideal candidate will have a strong understanding of the regulations that apply to marketing practices, competition and securities industry participants.

Senior Manager of Compliance

Acorns πŸŒ³πŸΏοΈπŸ’°
$145,000–$170,000
USD/year

The Senior Manager of Compliance will help build and maintain the trust our customers place in us every day. You’ll be instrumental in ensuring our products, communications, and everything we create meets regulatory standards as we work to accomplish our mission of looking after the financial best interests of the up-and-coming. In this role, you’ll partner closely with the Chief Compliance Officer (CCO) in executing all aspects of Acorns’ compliance program. You’ll play a critical role in helping shape our compliance strategy, keeping us aligned with regulations, reviewing marketing communications, and working closely with our business partners across the organization.