Help build and maintain the trust customers place in Acorns every day. Partner closely with the Chief Compliance Officer (CCO) in executing all aspects of Acorns’ compliance program. Play a critical role in helping shape compliance strategy, keeping Acorns aligned with regulations, reviewing marketing communications, and working closely with business partners across the organization.

The Chief Compliance Officer (CCO) will assume primary responsibility for ensuring broker-dealer compliance with SEC, FINRA and applicable state rules/ regulations. The primary responsibility would be to design, implement and maintain the broker-dealer compliance program, develop and work in tandem with the Wintermute’s global compliance team to ensure compliance with relevant regulatory requirements.

The Associate Director, Compliance is primarily responsible for assisting with the compliance management and oversight of our wholesale broker-dealer, supporting compliance functions relating to the annuity and life insurance business lines, working closely with senior management, distribution, product and operations on various projects.

Alpaca is seeking a sharp, thoughtful, and business-minded Legal Counsel to join our growing Legal team. This role is ideal for someone with deep broker-dealer regulatory expertise who thrives in a fast-paced, innovative environment and is excited to shape the future of brokerage infrastructure. Navigating complex regulatory frameworks to help the business design and implement innovative financial products and services.