Stay informed about changes in state and federal regulations related to chattel loan origination and servicing operations.
Coordinate compliance-related projects, ensuring timely execution and adherence to regulatory requirements.
Conduct thorough research on regulatory developments, industry trends, and best practices.
Zippy focuses exclusively on manufactured home loans, offering a seamless, digital experience. Their remote-first team is spread across the US and is backed by institutional investors, they offer competitive pay, stock options, and excellent benefits.
Working proactively with Product teams to provide compliance advice.
Providing compliance advice and guidance on financial promotions.
Building relationships with Compliance team members and first line colleagues.
Monzo is on a mission to make money work for everyone and waving goodbye to the complicated and confusing ways of traditional banking. They offer personal and business bank accounts, joint accounts, accounts for 16-17 year olds, a free kids account and credit cards in the UK.
Monitors residential mortgage loans in the foreclosure process to minimize potential losses.
Coordinates with attorney firms to maintain and execute applicable documents.
Evaluates account and filing characteristics against legal precedents.
iCIMS is a software company offering a recruiting platform that enables companies to manage their talent acquisition lifecycle. They aim to connect organizations with the right talent.
Underwrite residential mortgage loan applications in compliance with guidelines.
Analyze borrower credit, assets, and income, including complex income scenarios.
Partner with Loan Officers, Account Managers, and Operations to resolve file-level questions.
Lendz Financial is a residential mortgage lending platform that helps mortgage brokers grow their loan origination volume. They emphasize a modern, customer-centric approach, offering competitive rates, a diverse range of products, and rapid turnaround times, fostering a collaborative, high-performance culture.
Assist investment advisers and other financial services firm customers with regulatory obligations.
Process applications for new representatives of investment adviser and broker-dealer firms, including Form U4.
Coordinate with state and SEC regulators to secure registration for customer firms.
Comply is a leading provider of compliance SaaS and consulting services for the global financial services sector. They empower Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence, serving thousands of global financial services clients.
Design, implement, and maintain the firm’s written compliance policies and procedures.
Conduct an annual review of the adequacy of the firm’s compliance policies and procedures.
Identify and assess regulatory risks across all business activities.
Kraken builds the future of crypto with a world-class team united by the desire to unlock the potential of crypto and blockchain technology. It is a fully remote company with Krakenites in 70+ countries and is committed to industry-leading security and crypto education.
Serve as the system owner for ICE Mortgage Technology Encompass (LOS).
Lead, mentor, and develop a Mortgage Technology team of 5–10 professionals.
Ensure Encompass configurations and workflows comply with investor, agency, state, and federal regulatory requirements.
EPM, founded in 2008, has become a leading mortgage lender in the U.S. They aim to offer top-tier financial services and strive to empower individuals and families through informed financial decisions. Headquartered in Atlanta, GA, EPM is licensed in 50 states.
Being the first point of contact for compliance advice for Retail and Business customer propositions.
Providing clear and proactive compliance advice to the Borrowing squad, especially on CONC and Consumer Duty.
Reviewing customer journeys and communications to help the business deliver good customer outcomes, and flagging any risks.
Monzo is a financial technology company aiming to make money work for everyone, moving away from the traditional banking complexities. They offer personal and business bank accounts, savings, investments, and pension options, focusing on customer service and financial education.
Prepare regulatory filings, conduct routine audits, and organize documentation for legal reviews.
Collaborate with attorneys and business leaders to support compliance initiatives and respond to regulatory inquiries.
Provide guidance to internal stakeholders on compliance requirements.
AffirmedRx aims to improve healthcare outcomes by bringing clarity, integrity, and trust to pharmacy benefit management. They are committed to making pharmacy benefits easy to understand, straightforward to access, and always in the best interest of employers. and the lives they impact.
Review proposed changes/new products to identify compliance risks.
Monitor corrective actions and escalate when appropriate.
Analyze regulations and assist with the development of compliant processes.
EarnIn pioneers earned wage access, building products that deliver real-time financial flexibility. They are a fast-growing company with experienced leadership, world-class funding partners, and a healthy core business.