Being the first point of contact for compliance advice for Retail and Business customer propositions.
Providing clear and proactive compliance advice to the Borrowing squad, especially on CONC and Consumer Duty.
Reviewing customer journeys and communications to help the business deliver good customer outcomes, and flagging any risks.
Monzo is a financial technology company aiming to make money work for everyone, moving away from the traditional banking complexities. They offer personal and business bank accounts, savings, investments, and pension options, focusing on customer service and financial education.
Support the design, maintenance, and execution of the UK compliance monitoring programme covering regulatory obligations.
Conduct risk-based compliance monitoring reviews and thematic testing to assess the effectiveness of regulatory controls.
Prepare monitoring reports and document monitoring findings, identify control weaknesses, and support the tracking of issues.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Provide guidance for Affirm’s Product and Operations teams on applicable regulatory requirements related to any changes to products or services, issue remediation, and marketing reviews.
Review and approve financial services marketing materials to ensure they comply with regulations and industry standards.
Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation/evidence.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Accountable for the regulatory inventory, regulatory compliance products library for Pismo and DPS Products.
Monitor regulatory environments assisting your product teams in finding and understanding changes in regulations through new legislation, changes in guidance and examiners' manuals.
Working with Product on new and improved features and products research and identify regulations, review them for applicability by working with product, legal, and others.
Pismo, founded in 2016, provides a comprehensive processing platform for banking, card issuing and financial market infrastructure. With 500+ employees across 10 countries, they help clients innovate and transition from legacy systems to advanced technology, maintaining high security and availability standards.
Support the Company’s Compliance Management System (CMS), including risk assessments and governance processes.
Implement compliance monitoring and testing across business lines and document findings.
Support the drafting and maintenance of compliance policies, ensuring they align with regulatory expectations.
NerdWallet aims to bring clarity to all of life’s financial decisions with a team of exceptional Nerds. They've built an inclusive and flexible culture where employees are empowered to grow and take smart risks.
Oversee compliance with the Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA).
Manage issues related to regulatory compliance within the organization.
Advise Affirm’s Servicing, Collections, and Repayments teams on compliance requirements.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Partner with product and marketing teams to ensure compliance with consumer protection regulations.
Monitor and analyze new and evolving regulatory requirements, assessing their impact on products.
Manage and develop a team of compliance professionals by setting clear expectations.
EarnIn is a pioneer of earned wage access, building products that deliver real-time financial flexibility for those with the unique needs of living paycheck to paycheck. It is a fast-growing company with experienced leadership and world-class funding partners.
Manages compliance with applicable rules, regulations and statutory requirements.
Serves as the designated Compliance Officer and compliance subject matter expert.
Independently runs the Compliance department and makes data-driven recommendations.
Grow Financial Federal Credit Union is dedicated to serving people, not profit. They have 600 team members and promote a diverse, collaborative culture where you can grow personally and professionally.