Drive the execution of the EDD program to enhance compliance practices.
Build a comprehensive KYC Compliance framework to support business growth.
Lead initiatives within KYC Compliance to solve complex problems creatively.
Jobgether is a platform connecting job seekers with companies. They focus on using AI to match candidates with the right roles, ensuring fair and efficient evaluation.
Ensure Remote’s Canadian MSB remains compliant with new guidance and regulation stemming from FINTRAC and Bank of Canada’s RPAA legislation.
Draft policies relating to customer due diligence, enhanced due diligence, screening measures, business-wide risk assessments, customer risk assessments, transaction monitoring, suspicious activity reporting, law enforcement engagement, fraud prevention, anti-bribery and corruption, authentication standards, AML/PF training and sanctions compliance meeting the expectations of Canadian regulators.
Lead the AML/CTF audits for Remote’s Canadian regulated entity, manage relationships with other external advisors for Canada as required.
Remote is solving modern organizations’ biggest challenge – navigating global employment compliantly with ease. They make it possible for businesses of all sizes to recruit, pay, and manage international teams. Remote's team works asynchronously around the world and encourages every member to bring their talents, experiences and culture to the table to help them build the best-in-class HR platform.
Review written communication to ensure client compliance with FINRA requirements and prevent non-compliant actions.
Review user transaction documents per supervising attorneys' guidelines and support legal and compliance issues.
Assist in conducting compliance Due Diligence- and KYC/AML- related tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform. They deliver a white-labeled regulatory affiliation and compliance back-office solution. With Finalists from different countries and cultures, they encourage our team members to develop their soft skills, boosting their ability to adapt themselves to different backgrounds.
Spearhead efforts to obtain and maintain necessary licenses and registrations.
Become LemFi’s internal expert for the Retail Payment Activities Act (RPAA).
Serve as the main point of contact for FINTRAC and law enforcement.
LemFi is building the go-to financial app for the Global South, aiming to help immigrants stay connected to home, build stability, and create wealth. With millions of users across the globe and a team of 400+ spanning 20+ countries, they process over $1B in monthly transactions.
Oversee compliance with the Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA).
Manage issues related to regulatory compliance within the organization.
Advise Affirm’s Servicing, Collections, and Repayments teams on compliance requirements.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Owning governance and oversight of U.S. consumer protection obligations.
Serving as the primary compliance lead for consumer-related regulatory complaints.
Establishing and maintaining a robust consumer complaint governance framework.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, Kraken has Krakenites in 70+ countries who speak over 50 languages and are industry pioneers who develop premium crypto products.
Provide regulatory compliance risk assessment and consultation.
Assist financial services clients in strengthening their compliance management systems.
Conduct regulatory compliance testing for federal consumer compliance regulations.
Wipfli provides accounting and consulting services. Their people are the core of their business, and they focus on relationships while encouraging individuals to follow their own path.
Lead the application and acquisition process for an Australian Financial Services Licence (AFSL).
Design, implement, and maintain internal compliance policies and procedures.
Build and promote a strong compliance culture across the business.
Jobgether uses an AI-powered matching process to ensure applications are reviewed quickly, objectively, and fairly against the role's core requirements. They identify top-fitting candidates to share directly with the hiring company.
Monitoring the regulatory landscape and documenting regulatory risk assessments.
Maintaining and updating Compliance policies and procedures to ensure control implementation.
Facilitating risk-based Know Your Customer and Transaction Monitoring programs to detect unusual activity.
Xapo Bank is a crypto banking platform that bridges the gap between digital assets and traditional financial services. We're a fully distributed team of over 130 Xapiens that work remotely from 30+ countries around the world, headquartered in Gibraltar.
Provides day-to-day delivery of critical lending operations processes.
Supports the execution of payments, transactions, and service requests.
Communicates with internal business partners and external customers to respond to inquiries.
BMO Financial Group is committed to creating lasting, positive change for its customers, communities, and people. They provide personal and commercial banking, wealth management and investment services to more than 12 million customers as the 8th largest bank in North America by assets.
Support regulatory and partner oversight to prepare and respond to information requests from regulators and partner banks.
Automate compliance processes by partnering with internal teams and leveraging AI tools for efficiency.
Support continuous monitoring using SQL, dashboards, and automation tools to detect potential compliance issues.
Tilt provides mobile-first financial products and machine learning-powered credit models. Valued as a next billion-dollar startup, it fosters a culture where every voice is valued and mutual respect is a priority.
Draft policies, documentation, and implement internal controls
Jobgether uses an AI-powered matching process to ensure your application is reviewed quickly, objectively, and fairly against the role's core requirements. They identify the top-fitting candidates, and this shortlist is then shared directly with the hiring company.
Ensure adherence to regulations and contractual obligations.
Develop and update compliance policies and SOPs.
Conduct internal compliance audits and report findings.
Equip is a virtual, evidence-based eating disorder treatment program. They aim to ensure that everyone with an eating disorder can access effective treatment, operating in all 50 states and partnered with most major health insurance plans. Since its founding in 2019, Equip has maintained a fully virtual environment.
Own the preparation of lead schedules and reconciliations for key balance sheet accounts.
Prepare and post journals ranging from standard accruals to complex financial asset adjustments.
Manage the end-to-end lifecycle of corporate expenses and payables.
Xapo Bank is a fully distributed team of over 130 Xapiens that work remotely from 30+ countries around the world. They are committed to changing the way things are done, with a focus on economic freedom and wealth protection.
Acting as first point of contact for all inbound compliance queries, routing matters as necessary to appropriate team members and tracking completion
Supporting and coordinating recurring compliance tasks that help mitigate regulatory risk to the company
Assisting with preparation and submission of routing regulatory filings such as state registrations and annual reports
Virta Health is dedicated to reversing metabolic disease in one billion people through personalized nutrition and virtual care. They have raised over $350 million and partner with health plans, employers, and government organizations.
Handle incoming privacy requests and escalate when needed.
Develop tracking, monitoring, and reporting/filtering for requests.
Review and revise company policies to ensure legal compliance.
Proof is the world’s first identity-assured transaction management platform, digitizing trust for critical transactions. They have completed many of the world's first digital commerce transactions and are still just getting started.