This role involves executing client engagements and internal activities related to SOC 1, SOC 2, and SOC 3 examinations, HIPAA assessments, and external audits of other security and privacy frameworks/standards. Responsibilities include auditing services related to security, compliance, and attestation services; evaluating the design and effectiveness of technology controls; and communicating IT audit findings to management.
This role is critical to ensure the accuracy, timeliness, and compliance of all payment-related operations, including ACH, wire transfers, card transactions, and dispute resolution. The ideal candidate will bring a strong background in financial operations, automation, and cross-functional leadership.
The Compliance Officer aids in the effective implementation, maintenance, and administration of the compliance and risk monitoring program for Global Markets (Canada). This role involves risk assessment, monitoring, and surveillance activities to ensure the Compliance Program remains current and aligned with Enterprise-wide standards and Risk Appetite.
We are seeking a Senior Compliance Officer to support the development, implementation, and maintenance of our Compliance Management System (CMS). This role is critical in ensuring the Bank’s adherence to consumer protection laws and other regulatory requirements. You’ll collaborate with cross-functional teams, lead compliance initiatives, and provide strategic guidance on regulatory matters.
The Senior Auditor will manage and optimize auditing activities for the assigned states, while also conducting objective, unbiased audits of clinic operations and employee performance. The position ensures that the organization's operations and controls are accurate and fully compatible with standards and regulations within the spheres of operations.