Senior Director, Regulatory Strategy & Readiness

What You Will Do:

• Support the development and execution of enterprise regulatory strategy in alignment with business priorities and compliance objectives.
• Establish and lead a disciplined regulatory horizon-scanning process covering SEC, FINRA, DOL, and other regulators.
• Provide senior leadership and examination-management support during periods of elevated regulatory activity.

What You Will Bring:

• Bachelor’s degree and 12+ years of progressive experience in financial services compliance, regulatory affairs, or related discipline.
• Deep knowledge of SEC, FINRA, DOL, and state regulatory frameworks.
• Demonstrated experience leading regulatory examinations, mock examinations, and enterprise compliance initiatives.

What We Offer You:

• Medical, dental, vision, and life insurance coverage.
• Retirement savings with 401(k) plan and generous company matching.
• Generous paid time off, including paid holidays and floating holidays.