The IT Internal Audit Manager will join the Internal Audit team focusing primarily on EMEA IT and security related audits, executing all aspects of audits, providing independent testing and audit coverage of technology, products and information security globally. This includes coverage over information and cyber security areas, infrastructure, platforms and applications, and governance over information technology and security.
The Group Internal Control Manager will play a critical role in leading and managing the internal control function within KBS. This individual will be responsible for ensuring compliance with policies and processes and implementing additional controls to mitigate risks effectively. They will oversee internal control activities, provide recommendations for improvements, and enhance the organization's risk management framework.
We are seeking a highly motivated and detail-oriented individual to join our growing Risk Team as a Risk Associate at Alpaca Securities, where you can contribute to shaping our risk management and compliance culture and furthering our commitment to operational excellence.
This is an opportunity to join a Fintech startup at an exciting time! Become one of the CORE influencers in the company. The FinOp is a key role in the finance team and is responsible for overseeing the company’s financial and operational compliance with the SEC’s Net Capital Rule (Rule 15c3-1) and Customer Protection Rule (Rule 15c3-3). The Accounting & Finance team is 100% distributed and remote. This role will report directly to the CFO.
The BSA/AML Program Management Lead supports the overall BSA/AML and OFAC compliance program by coordinating program management activities, facilitating cross-functional initiatives, and ensuring alignment between compliance efforts and business objectives. This role assists in supporting compliance strategies, managing program governance processes, and supporting the execution of BSA/AML program oversight functions.
Primarily responsible for the execution of the Pharmacovigilance (PV) audit program, including scheduling, planning, reporting and resolution of PV audits. Ensuring alignment with RDQA policies and procedures wherever possible and leading the development and implementation of the AbbVie quality system. Leadership and oversight of key audit program (system, process or affiliate) level risk-based decision making to assure a comprehensive audit program.
Develops, directs, plans and evaluates internal audit programs for the organization's information systems and related procedures to ensure compliance with the organization's policies, procedures and standards. Audits information systems applications to ensure that appropriate controls exist and that information produced by the system is accurate. Advises others on information systems, internal controls and security procedures. Prepares reports and recommendations for management.
This is an opportunity to help make the world more honest, transparent, safe, and secure. From day one, you will assist clients with transforming their governance, embedding risk in their decision-making, and maintaining efficient compliance in an entrepreneurial and innovative environment.