Partner with product and marketing teams to ensure compliance with consumer protection regulations in developing, launching, and enhancing deposit, payment, and lending products.
Lead evaluation and interpretation of compliance requirements for new and existing products, ensuring alignment with regulatory expectations.
Monitor and analyze evolving regulatory requirements, assessing their impact on products and driving updates to policies and controls.
Provide compliance advisory support across UK regulatory requirements including mortgages, consumer credit, and savings products.
Undertake regulatory horizon scanning and advise senior stakeholders on FCA matters, ensuring good customer outcomes.
Support product governance, policy reviews, and compliance training materials across the bank.
Tandem is a UK digital challenger bank focused on sustainable banking and helping customers make better financial choices. With over 500 employees across the UK, it has been recognized as one of The Sunday Times Best Places to Work for 2024 and 2025 and a fast-growing tech company.
Manage a team of compliance professionals or third-party providers to ensure proper Compliance program execution and performance management.
Provide compliance advisory services and guidance for regulatory change, product change, and business-as-usual operations across multiple domains.
Recruit, hire, and develop employees while ensuring adherence to consistent standards for communication, documentation, and reporting.
Fulton Bank is a financial institution committed to making a positive impact in local communities and championing a culture of continuous learning and inclusion. The company promotes a digitally enabled work environment and values employee well-being.
Lead and monitor the bank's CRA program to ensure ongoing regulatory compliance and performance.
Partner with leadership to evaluate community development investments and coordinate regulatory examinations.
Provide guidance and training to business units on lending compliance requirements and regulatory expectations.
Ocean Bank is a financial institution focused on community development and regulatory compliance. The bank values a collaborative culture and regulatory excellence, with a team that balances compliance with meaningful community impact.
Provide support on regulatory compliance requirements and conduct gap assessments of business unit procedures against global policies.
Collaborate with Legal, Information Security, and business teams to manage compliance risks and support regulatory exams.
Maintain an understanding of business processes, products, and services while participating in exams as a subject matter expert.
Experian is a global data and technology company operating across financial services, healthcare, automotive, and more. With 25,200 employees across 32 countries, they have an award-winning, inclusive, and purpose-driven culture.
Own the design, implementation, and continuous improvement of the enterprise-wide compliance and AML program.
Monitor federal and state regulatory developments, assess business impact, and implement controls to mitigate emerging risks.
Manage bank partner relationships, lead audits, and mentor a high-performing compliance team.
LeafLink is the largest unified B2B cannabis platform, providing licensed cannabis businesses a suite of tools to manage operations, sell or order from brands, and accelerate growth. Backed by leading venture capital firms, the company processes over $5 billion in wholesale cannabis orders annually and has been recognized as one of America's fastest-growing private companies.
Execute quarterly compliance testing and quality control reviews to ensure audit-defensibility.
Collaborate with cross-functional teams on compliance reviews for new product launches and marketing campaigns.
Lead day-to-day governance of the Compliance Management System including BSA/AML oversight and regulatory change tracking.
Engine is transforming business travel into a personalized, rewarding, and simple experience through a platform that combines corporate travel, charge card, and spend management. Over 30,000 companies and 1 million travelers use Engine, and it has been recognized as one of the fastest-growing travel and fintech platforms in North America.
Deliver assurance reviews across key regulations, processes, and controls to manage compliance risks.
Provide clear, actionable feedback to strengthen Monzo's control environment and support fair customer outcomes.
Produce high-quality reports and management information for stakeholders across the business.
Monzo is a digital banking company on a mission to make money work for everyone, offering personal and business accounts, savings, and investment products. They have a growing team and a culture focused on customer experience, financial education, and diversity.
Own Vesta's internal interpretation of mortgage origination regulations and become the authoritative voice for regulatory and investor compliance.
Partner with the product team to advise on building software that enables lenders to originate loans compliantly.
Equip customer-facing teams with Vesta's point of view on regulatory and investor guideline compliance.
Vesta is rebuilding the mortgage loan origination system from the ground up using an AI-augmented platform to automate the lending process. They are a small team with $55M in funding from top-tier investors, valuing humility, empathy, and action.
Designs and implements compliance risk management strategies and governance structures.
Oversees internal controls, reporting, and regulatory compliance across the enterprise.
Manages a team of employees, providing direction, leadership, and performance management.
Fulton Bank is a financial services company focused on compliance and risk management. With a culture of continuous learning and inclusion, they employ a team dedicated to making a positive impact in local communities.
Own the core compliance control plane by defining and delivering the unified API and self-service platform for large-scale compliance program execution.
Drive operational autonomy by enabling non-engineering teams to manage global compliance programs with built-in guardrails and intelligence.
Maximize engineering and data leverage by ensuring platform architecture and data model are highly accurate and extensible, shifting focus to platform innovation.
Bridge, a Stripe company, is creating a new payments platform using stablecoins to simplify global money movement, enabling faster, cheaper cross-border payments and borderless access to dollars. The small team includes people who built financial infrastructure at leading companies like Coinbase and Stripe, focused on making stablecoins a critical piece of financial infrastructure.
Own a portfolio of jurisdictions and act as the operational lead for everything regulatory that happens in those geos.
Partner closely with engineering and product to drive requirements development and shape how registration and compliance products are customized per market.
Translate policy and legal direction into operational playbooks and translate field signal back into product priorities.
Breezy is a global, two-sided marketplace company.
Own and execute the product roadmap for legal technology solutions, translating complex legal and business requirements into scalable product specifications.
Partner with cross-functional teams including legal, engineering, and vendors to deliver system integrations and drive product enhancements.
Monitor product performance, manage vendor relationships, and lead change management efforts to ensure user adoption and alignment with regulatory needs.
Versant (Nasdaq: VSNT) is an industry-changing media and entertainment business, home to trusted brands like CNBC, USA Network, and Golf Channel. It operates across political news, business news, golf, and sports, with a portfolio of iconic brands and digital assets including Fandango and Rotten Tomatoes.