Conduct compliance reviews, audits, and risk assessments using established frameworks.
Assist with investigations by gathering evidence, conducting interviews, and documenting findings.
Track corrective actions and support institutional audit readiness efforts.
Nightingale Education Group is a nursing school focused on closing health equity gaps by building a skilled nursing workforce. They have graduated nearly 5,000 nurses and emphasize a growth mindset, transparency, and personal accountability.
Coordinates data collection from multiple sources to audit and monitor compliance with regulations.
Investigates and resolves compliance matters and monitors corrective action plans.
Develops training materials and publications to educate organization stakeholders.
UnityPoint Health is a healthcare system serving Iowa, Illinois, and Wisconsin. It is recognized as a Top 150 Place to Work in Healthcare, with a culture focused on belonging and support for its team members.
Manage regulatory inquiries of PLICO and affiliated insurance companies.
Respond to inquiries from regulatory bodies for insurance and securities activities.
Partner with business and divisional compliance units to coordinate regulatory filings.
Protective helps protect customers against life's uncertainties. The company is a large insurance provider with a strong focus on employee well-being and a collaborative culture.
Conduct comprehensive on-site and remote examinations of branch offices and registered representatives to ensure compliance with FINRA, SEC, and state regulations.
Review client files, trade blotters, and financial records, and interview staff to identify deficiencies and operational weaknesses.
Prepare detailed reports summarizing findings and collaborate with the compliance team to develop proactive solutions.
Horace Mann, founded in 1945 by teachers, provides insurance and financial products to help educators protect their assets and prepare for the future. We serve over 4,100 school districts nationwide, are publicly traded on the NYSE, and have more than $12 billion in assets.
Conduct supervised investigations into transaction monitoring, KYC, EDD, sanctions, and unusual activity.
Apply legal research and analytical skills to complex customer and transaction fact patterns.
Work with cross-functional teams to develop findings and escalate risks appropriately.
Binance.US is a licensed U.S. cryptocurrency exchange for buying, trading, holding, and earning digital assets. Recognized as a top crypto platform, it prioritizes low fees, security, and compliance.
Analyzes and investigates customer and transactional data to identify and confirm suspicious activity.
Files SARs and CTRs with regulatory agencies for escalated activity.
Maintains service levels and manages multiple workstreams while handling customer inquiries.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. They are a team of problem solvers and innovators who celebrate differences and embrace a HUMBLE HUNGRY SMART approach.
Responsible for timely and accurate submission of data calls and statistical data to regulatory bodies.
Review and interpret regulatory reporting requirements and analyze their impact.
Reconcile submissions to data sources and resolve variances to ensure accuracy.
Sutton National Group is a rapidly growing national property and casualty insurance carrier group. The company fosters a fast-paced, highly collaborative environment and seeks proactive, experienced problem solvers.
Manage daily settlement pipeline and exception reporting for payment setup and clearing process.
Communicate with creditors and agencies to clear payment exceptions and uncleared payments.
Support acquisition of required documentation for payment remittance and maintain deposit account balances.
Beyond Finance helps Americans escape debt and achieve financial stability through personalized financial solutions. They have helped over 1 million clients and foster a collaborative, forward-thinking culture.
Supports the team by performing certificate of insurance reviews and reporting compliance to agents and clients.
Gains proficiency in key systems like Outlook, Teams, SharePoint, TrustLayer, and myCOI.
Develops time management skills to prioritize tasks and meet deadlines with a focus on quality.
IMA Financial Group is an insurance brokerage and consulting firm providing risk management, employee benefits, and wealth management solutions. With a strong focus on its associates, IMA has been recognized as a Best Place to Work and offers an entrepreneurial, employee-owned culture.
Provide day-to-day operational and administrative support to registered representatives, including handling inbound calls, emails, and scheduling.
Ensure all client paperwork and procedures comply with regulatory requirements and coordinate with internal departments.
Manage client deposits, maintain data integrity, and research client issues in cooperation with back-office partners.
Mercer Advisors is an independent fiduciary RIA firm that helps families simplify their financial lives by integrating planning, investing, tax, and estate services. With over 31,300 families served across 90+ U.S. cities, the firm is ranked #1 by Barron's and employs a diverse, flexible workforce where more than half of employees are women.
Perform general administrative and clerical duties for retirement plan operations, including data entry and document preparation.
Assist with processing benefit distributions and participant loans while ensuring accuracy and completeness.
Support team members with special projects and communicate professionally with internal and external contacts.
Strongpoint Partners is a tech-enabled retirement services platform serving small to mid-sized businesses with integrated retirement, payroll, and HR solutions. Recognized as one of Inc. 5000's Fastest Growing Private Companies and certified as a Great Place to Work, they emphasize accuracy, compliance, and regulatory risk reduction.
Partner with customers to scope and implement NIBRS compliance requirements within the Mark43 platform.
Analyze incident and records data to validate compliance with state and federal reporting standards.
Collaborate with cross-functional teams to resolve data quality challenges and improve customer outcomes.
Mark43 provides a secure, all-in-one public safety software platform that helps agencies save time, stay compliant, and ensure community safety. They are a fully remote company with a focus on diverse perspectives and serving diverse communities, operating across the US, Canada, and UK.
Evaluate fraud concerns and collect documentation to clear false positive exceptions and mitigate risk.
Prepare daily and monthly bank reconciliation reports and identify remedies for exception items.
Act as point of contact between internal/external customers and banking partners for questions related to delayed funds.
SRS Acquiom delivers a platform and services to help manage complex M&A and loan agency transactions. With offices across the US, London, and Amsterdam, the company has supported over 11,500 transactions globally and offers a culture of entrepreneurial energy, growth, and innovation.
Serve as a key operational partner to compliance leadership by executing strategic priorities and managing critical program initiatives.
Develop and maintain compliance dashboards, analytics, and reporting tools to provide visibility into program effectiveness and emerging risks.
Partner with teams across commercial, medical, finance, legal, HR, IT, and corporate functions to provide practical compliance guidance.
This role is with a fast-growing healthcare environment, offering the opportunity to shape a modern, risk-based compliance program. The company is a partner-managed organization, but specific size and culture details are not provided.
Analyzes and investigates customer and transactional activity to identify patterns and confirm suspicious activity.
Files SARs and CTRs with regulatory agencies and maintains service levels with workload compliance.
Answers inbound and outbound calls to support monitoring strategies and customer inquiries.
Pathward is a financial empowerment company that creates financial inclusion for all by working with innovators to increase financial availability. They are a team of problem solvers and innovators with a hybrid work culture that celebrates diversity.
Support compliance work plan execution and joint venture administration across multiple practice areas.
Conduct legal research and draft summaries, memoranda, and legal documents for attorney review.
Coordinate litigation support, regulatory filings, and internal knowledge management activities.
Nakupuna Companies provides professional services to government and commercial clients, with a focus on native Hawaiian values and community. The company is a mid-sized organization that emphasizes collaboration, integrity, and employee development.
Support analytical operations of Provider Services by performing data analyses and creating reports.
Evaluate provider network adequacy and performance via data modeling, analysis, and reporting.
Complete reports and projects for teams like Provider Services, Client Services, Implementation, and Sales.
Navitus is a pharmacy benefit manager (PBM) alternative committed to reducing drug costs and making medications more affordable. They value diversity, creativity, and growth, and focus on excellent service.
Lead the development and improvement of product compliance programs, including policies, procedures, and monitoring frameworks.
Apply regulatory judgment to complex compliance issues, conduct risk assessments, and support corrective actions.
Leverage AI-enabled tools to enhance compliance documentation and analysis, while collaborating with cross-functional teams.
The company provides an AI-powered job matching platform for candidates and employers. It is a partner-driven organization that focuses on compliance solutions in healthcare, with a small to medium size, offering remote work flexibility and a culture of continuous improvement.