Own end-to-end global equity settlement, partnering with custodians and counterparties to ensure timely and accurate settlement across international markets.
Investigate and resolve trade mismatches, settlement exceptions, and reconciliation breaks, escalating complex issues to the Director of Brokerage Operations.
Support automation initiatives, leveraging SQL and AI tools, and ensure compliance with SEC, FINRA, and global market regulations.
Assist clients and broker partners by being the first point of contact on service needs and issues.
Process operational requests such as funds distributions, journals, account updates, and ACATs initiation.
Research and resolve client issues related to forms, transfers, and other operational items.
Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and 24/5 trading. The company is backed by $400 million in funding and has a global team of 400+ members.
Manage partner account conversions and migrations from start to finish.
Coordinate across compliance, product, and engineering teams to resolve gaps.
Develop and maintain repeatable playbooks for conversion and integration processes.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. The company has over 400 globally distributed team members and fosters a diverse, inclusive culture rooted in curiosity, empathy, and accountability.
Serve as a key operational point of contact for partner firms throughout inbound asset migration and account conversion activities.
Own the full migration lifecycle, from initial planning through execution, reconciliation, and issue resolution.
Build and maintain repeatable playbooks and workflows for migration and integration processes.
Our partner is a fast-growing financial technology company. They operate in a globally distributed, remote-first environment with a focus on brokerage operations.
Process and support day-to-day accounts workflow including onboarding, maintenance, updates, and closures.
Fully own escheatment and abandoned property operations and monthly statement review.
Execute legacy cleanup and data hygiene projects to meet compliance requirements.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. With a team of over 400 globally distributed members, we foster a diverse and dynamic culture committed to open-source contributions and innovation.
Daily surveillance and operational tasks for trading and cash management.
Cryptocurrency trade execution monitoring and account management.
Support AML program and drive impactful changes across workflows.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and more. They have a diverse team of 400+ members worldwide and are backed by $400 million in funding.
Review, prepare, and resolve complex account work, including entity accounts and correspondent partners.
Process and support day-to-day accounts workflow, including onboarding, maintenance, and lifecycle changes.
Execute monthly statement and trade confirmation reviews and lead legacy cleanup projects.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and 24/5 trading. Our global team of over 400 members is diverse and backed by $400 million in funding, fostering a culture of curiosity, empathy, and accountability.
Lead the design and buildout of Alpaca’s core clearing infrastructure across brokerage, custody, ledger, asset movement, and global market expansion.
Define long-term architecture for clearing platform across accounts, positions, balances, ledgers, settlements, and regulatory records.
Partner with engineering, operations, finance, compliance, and legal to build scalable, controlled, and regulator-ready systems.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. Our diverse team of 400+ globally distributed members is deeply committed to open-source and community.
Own daily reconciliation and exception handling across payment rails.
Monitor payment flows, resolve transaction issues, and drive operational incidents.
Build automation and AI-enabled workflows to scale operations.
Bastion provides regulated infrastructure for businesses to hold, move, and issue stablecoins. They are a startup with a fast-paced, AI-first culture, working across teams to build scalable payment operations.
Provide high-quality support to enterprise-level clients on order entry, execution, and trading issues.
Monitor client trading activity for anomalies and stay informed on market developments and corporate actions.
Collaborate with trading desks, IT, and compliance teams to resolve issues and ensure regulatory compliance.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure, offering APIs for stocks, ETFs, options, crypto, and more to financial institutions across 40 countries. With 400+ team members globally, they are a diverse, remote-first group committed to open-source and opening financial services to everyone.
Execute day-to-day transfer agency operations including transaction processing, KYC/KYB, and shareholder support.
Ensure compliance with SEC rules and DTCC systems, handle reconciliations and escalation with precision.
Support issuer onboarding, corporate actions, proxy season, and legacy data migration with meticulous attention to detail.
Vinyl Equity is a U.S. stock transfer agency providing transfer agency, compliance, and shareholder services. The company is building an India operations team and emphasizes precision, escalation judgment, and SOP discipline.
Own the trading operations and supervisory framework, providing licensed principal oversight and managing operational controls, reconciliations, and escalations.
Lead trade surveillance and operational control frameworks, including supervisory reviews, pre- and post-trade controls, and best execution monitoring.
Manage trading-related reporting obligations, including CAT, CAIS, and TRACE, and serve as the operational escalation point for trade errors and settlement issues.
Mercury is building a complete finance stack for startups, providing banking and financial services. The company values diversity and belonging, and offers a competitive total rewards package including base salary, equity, and benefits.
Own end-to-end Corporate Actions across U.S. and international markets, including mandatory and voluntary events.
Establish supervisory controls, incident management, and automation to scale operations and reduce manual processing.
Partner with cross-functional teams to eliminate failure modes and strengthen front-to-back controls.
Alpaca is a US-headquartered global leader in brokerage infrastructure for stocks, ETFs, options, crypto, and fixed income. With 400+ globally distributed members and $400 million in funding from top-tier investors, we foster a diverse, open-source community committed to opening financial services to everyone.
Execute day-to-day processing of corporate actions, including spinoffs, distributions, mergers, and tender/exchange offers.
Support clearance and settlement activity, resolve data quality and booking issues, and ensure accurate and timely processing.
Collaborate with engineering, product, and compliance to build operational processes and controls for self-clearing infrastructure.
Atomic builds critical financial infrastructure that lets consumer-facing companies offer engaging investing experiences, from ESG investing to multi-currency trading across 60 global markets. The company has raised $55M and is a fast-growing, mission-driven team of financial empowerment enthusiasts from tech, banking, finance, and law.
Own the architecture and design of reconciliation processes across SEPA, SWIFT, and card payment flows, driving automation and data quality.
Build and automate vendor and regulatory reports, ensuring they reconcile with underlying datasets.
Act as the internal subject-matter authority on reconciliation data and tooling, driving process improvement autonomously.
Finom is a European tech startup developing an all-in-one financial B2B solution that integrates banking, accounting, financial management, and invoicing. They recently closed a €115 million Series C round, bringing total funding to approximately $346 million, and they foster a start-up culture focused on innovation and employee empowerment.