Analyze issues arising under federal securities laws and provide practical legal advice to business partners.
Assist in the oversight of reguatory disclosure, filings, and interactions with the Securities and Exchange Commission.
Provide legal support for Management’s work with the Board of Trustees.
Jobgether uses an AI-powered matching process to ensure applications are reviewed quickly, objectively, and fairly against the role's core requirements. The system identifies the top-fitting candidates, and this shortlist is then shared directly with the hiring company.
Manage Trupanion’s worldwide subsidiaries and parent company governance.
Support securities law compliance and SEC reporting for our public company filings.
Assist with our proxy statement, annual meeting and year-end processes.
Trupanion is a leading provider of medical insurance for cats and dogs in North America with a mission to help loving, responsible pet owners budget and care for their pets. They offer a collaborative, casual, and pet-friendly environment where everyone is encouraged to be themselves.
Act as a legal point of contact for day-to-day operations.
Draft and review user-facing terms, update website content.
Ether.fi is a top 4 Ethereum protocol by TVL. They are looking for a versatile, crypto-native attorney to join as their first part-time Senior Legal Counsel and is a global team with opportunity for travel and working out of our 3 offices around the world.
Prepare regulatory filings, conduct routine audits, and organize documentation for legal reviews.
Collaborate with attorneys and business leaders to support compliance initiatives and respond to regulatory inquiries.
Provide guidance to internal stakeholders on compliance requirements.
AffirmedRx aims to improve healthcare outcomes by bringing clarity, integrity, and trust to pharmacy benefit management. They are committed to making pharmacy benefits easy to understand, straightforward to access, and always in the best interest of employers. and the lives they impact.
Research, interpret and advise on SEC and SRO rules.
Draft and submit rule changes and amendments with the SEC.
Work directly on regulatory examinations and lead LTSEs responses.
The Long-Term Stock Exchange (LTSE) is an SEC-registered national securities exchange designed to promote fair and orderly markets, as well as help long-term focused companies get the credit they deserve. LTSE works with companies to identify long-term investors that will value their efforts to prioritize sustainable, long-term growth.
Manage Fund level projections and investor due diligence workflow through closing.
Perform quarterly updates to property level and Fund level projections based on actual events and annual tax returns.
Ensure compliance with Fund level operating agreements, analyze post-close waiver requests submitted by Asset Management.
Berkadia’s mortgage banking platform is consistently ranked among Fannie Mae, Freddie Mac and HUD’s top lenders and is seamlessly integrated with our investment sales and servicing platforms to provide superior client service. They celebrate employees’ unique differences, which drives innovation and creates a people-first culture where a career can take the long view.
Lead and manage the day-to-day operations of the Investor Services team, overseeing the entire investor lifecycle.
Serve as the primary escalation point for client inquiries, issues, and requests, providing timely, practical, and client-focused resolutions.
Lead, mentor, and develop a team with a focus on accountability, client service excellence, and continuous improvement.
Juniper Square's mission is to unlock the full potential of private markets by digitizing them, bringing efficiency, transparency, and access. It is a values-driven organization that invests heavily in digital-first operations, with physical offices in San Francisco, New York City, Mumbai and Bangalore.
Review loan documents for compliance with federal and state laws.
Support new product development and project management.
Assist in creating, editing, revising, and proofreading documents.
Longbridge helps seniors unlock their home equity. They have an excellent rating on Trustpilot and have been named a Great Place to Work® three years in a row.
Support the design, maintenance, and execution of the UK compliance monitoring programme covering regulatory obligations.
Conduct risk-based compliance monitoring reviews and thematic testing to assess the effectiveness of regulatory controls.
Prepare monitoring reports and document monitoring findings, identify control weaknesses, and support the tracking of issues.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Conducts timely investigations related to the professional conduct of Licensees.
Develops disposition proposals aligned with the Law Society's public interest mandate.
Coordinates with Litigation Services staff and provides testimony in regulatory and court proceedings.
The Law Society of Ontario is committed to providing high quality and professional service to the public, lawyers and paralegals, and other stakeholders. They value each member of their team and invest in professional learning and development. Their progressive employment policies, high levels of employee engagement and the impressive architecture and beautiful grounds of the historic Osgoode Hall contribute to a positive work environment.
Lead drafting, review and revision of SEC filings.
Advise on securities law compliance.
Support the company’s corporate governance function.
Omada Health is a between-visit healthcare provider that addresses lifestyle and behavior change elements for individuals managing chronic conditions. They strive to build an inclusive culture where differences are celebrated and leveraged to inform better design and business decisions.
Lead strategic decisions regarding team buildout and operational policies and procedures.
Lead efforts in developing and improving fund administration workflows, applying best practices and process efficiencies.
Identify product development opportunities, routing technical, product feedback to the product development teams.
Juniper Square's mission is to unlock the full potential of private markets. They are digitizing these markets, bringing efficiency, transparency, and access to the financial ecosystem. They offer employees a variety of ways to work, ranging from a fully remote experience to working full-time in one of their physical offices.
Design & Implement: Create broker-dealer and investment advisory written procedures and SOPs that align with evolving regulatory requirements.
Review & Refine: Audit public communications and marketing materials to ensure they are consistent with regulatory guidelines and internal policies.
Voice of the Customer: Review customer communications to detect, identify, and document customer complaints, ensuring every concern is addressed with integrity.
Acorns is a financial wellness app helping people and families save and invest for the long term. They have grown into a global company with multiple life-stage products serving the needs of kids, teens, adults, and parents and have helped over 14 million people save & invest over $25 billion dollars.
Serve as the operational backbone of a growing RIA platform.
Designed for a financial services professional who thrives on ownership and follow-through.
Keep everything moving with autonomy, visibility, and long-term stability.
Cross Financial is a growing RIA platform that serves as the operational backbone for advisory businesses. They are an independent member of the Crete Professionals Alliance, committed to fostering a supportive and inclusive workplace where every team member can thrive.
Provide regulatory guidance and counsel to ensure compliance with applicable laws and regulations.
Develop and implement regulatory strategies to support business objectives and mitigate risks.
Assist in the development and implementation of internal policy and procedures to ensure ongoing compliance with relevant laws and regulations.
Remote is solving modern organizations’ biggest challenge – navigating global employment compliantly with ease. They make it possible for businesses of all sizes to recruit, pay, and manage international teams and encourage every member of the Remote team to bring their talents, experiences and culture to the table to help them build the best-in-class HR platform.
Serve as the Primary Compliance Officer for Alpaca Singapore.
Oversee the end-to-end AML/CFT program.
Develop and maintain compliance policies, procedures, and internal controls.
Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our global team of 230+ members is a diverse group of experienced engineers, traders, and brokerage professionals.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.
Bring a process driven approach to servicing Scale’s corporate clients by maintaining and organizing company records.
Deliver support to multiple companies across all aspects of their corporate legal work, including entity formation and corporate governance.
Facilitate corporate governance and entity recordkeeping matters, including preparation of materials for board and committee meetings.
Scale LLP is a national, full-service law firm built for the realities of modern legal practice. Founded by former tech GCs, Scale was created to rethink the traditional law firm model removing inefficiency and outdated economics while preserving exceptional legal work. Scale provides attorneys with a modern practice model that aligns ownership, autonomy, and economics with the value attorneys create for their clients.
Provide guidance for Affirm’s Product and Operations teams on applicable regulatory requirements related to any changes to products or services, issue remediation, and marketing reviews.
Review and approve financial services marketing materials to ensure they comply with regulations and industry standards.
Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation/evidence.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Conducting comprehensive due diligence on potential investment opportunities.
Building and maintaining financial models to support investment decisions.
Cultivating relationships with entrepreneurs, industry experts, and other investors.
co-pace GmbH drives strategic value creation by identifying, partnering with, and investing in promising early-stage technology companies. They provide startups with capital and direct access to AUMOVIO’s global mobility and industry expertise, supporting the development of future-relevant business and technology opportunities.