Prepare Board/Management Committee packages and division reports.
Conduct due diligence and research using WorldCheck, LexisNexis, and internet sources.
Analyze AML alerts and perform customer research using internal and external sources.
iCIMS is a recruiting software company that empowers organizations to attract, engage, hire, and advance the right talent. They offer a cloud-based platform and have a large customer base.
Define strategy, roadmap, and requirements to prevent money laundering, fraud, and illicit financing.
Manage the entire product development lifecycle to ensure regulatory compliance while balancing customer experience and risk mitigation.
Analyze regulations, develop appropriate controls, and oversee performance metrics for compliance systems.
Anchorage Digital is building the world’s most advanced digital asset platform for institutions to participate in crypto. As a diverse team of more than 600, it unites minds from platform security, financial services, and distributed ledger technology so value moves safely in the new global economy.
Performing testing activities end-to-end, identifying control gaps for remediation and acting as a subject matter expert in both IT and regulatory risk.
Partnering with Operations, Compliance, Information Security, Engineering, Product, and Legal teams to translate complex regulatory requirements into actionable technical processes.
Collaborating with risk owners to provide credible challenge to remediation plans and track findings using GRC tools (Audit Board).
Anchorage Digital is building the world’s most advanced digital asset platform for institutions to participate in crypto. They enable institutions to participate in digital assets through custody, staking, trading, governance, settlement, and security infrastructure. With over 600 employees, their team is united in building the future of finance by providing the foundation upon which value moves safely in the new global economy and are funded by leading institutions including Andreessen Horowitz, GIC, Goldman Sachs, KKR, and Visa, with its Series D valuation over $3 billion.
Owns the lifecycle management of BSA/AML operational policies, procedures, and standards.
Coordinates BSA/AML training content, deployment, and documentation.
Manages audit, validation, and regulatory exam coordination and response tracking.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. We are a team of problem solvers and innovators who celebrate our differences and know that our unique perspectives make us stronger and well-positioned for success.
Help develop, maintain and improve sound procedures for vetting and monitoring our customers globally.
Introduce and implement innovative sanctions, anti-money laundering (AML) and counter-financing terrorism (CFT) compliance policies, systems and controls for our platform.
Share guidance and expertise when supporting our on-boarding and transaction monitoring colleagues when dealing with escalations.
Remote is solving the challenge of global employment by enabling businesses to compliantly recruit, pay, and manage international teams. They are a future-focused company with a globally distributed workforce, and they value innovation, automation, and diversity.
Participate in internal audits related to Anchorage’s business and IT operations, including compliance program audits.
Execute audits under the guidance of experienced Audit Leads, contributing to solving problems.
Apply banking audit experience to have significant influence within and outside the team.
Anchorage Digital is building the world’s most advanced digital asset platform for institutions. It enables institutions to participate in digital assets through custody, staking, trading, governance, settlement, and security. They are a diverse team of more than 600 members.
Review new payroll direct deposit applications to identify potential fraud and ensure compliance with regulatory requirements.
Investigate risk triggers to determine appropriate next steps and mitigate potential threats.
Monitor and review suspicious accounts to detect unusual or fraudulent activity.
Patriot Software is a remote-first, product-led tech company with a mission to make accounting and payroll fast, simple, and affordable for millions of American businesses. With over 175 team members across the U.S. and a collaborative office hub in Canton, Ohio, they're building software that empowers the backbone of the American economy.
Dakota is building regulated infrastructure for the next generation of digital money. They power fintechs, payment service providers, marketplaces, and enterprises through a stablecoin platform that enables compliant money movement, custody, and cross-border settlement.
Own the design of dashboards, compliance metrics, and regulatory reports, turning data into actionable insights for stakeholders, cross-functional partners, and regional compliance officers
Automate end to end compliance related data solutions, governance controls, and automations to boost efficiency and minimize manual intervention
Dive into large, complex datasets to turn findings into scalable, audit-ready data models that facilitate regulatory reporting and analytics
Kraken is a mission-focused company rooted in crypto values, aiming to accelerate the global adoption of crypto. As a fully remote company, Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space.
Own the full fraud policy lifecycle, spanning identity verification to key monetary actions.
Proactively identify emerging fraud vectors and redesign controls before losses materialize.
Build and maintain fraud dashboards enabling real-time monitoring and self-serve analytics.
EarnIn provides real-time financial flexibility through earned wage access, allowing its community to access earnings and manage finances without mandatory fees or credit checks. They are backed by experienced leadership and world-class funding partners, and are committed to bringing world-class talent onboard.
Conduct compliance risk assessments for products and operational changes.
Translate regulatory expectations into practical controls.
Design and implement scalable compliance controls.
EarnIn builds products that deliver real-time financial flexibility for those with the unique needs of living paycheck to paycheck. They are a fast-growing company with experienced leadership and world-class funding partners, aiming to bring world-class talent onboard.
Lead core Group-wide Financial Crime Framework initiatives, maintaining and evolving our Enterprise-Wide Risk Assessment (EWRA) and Policy suite.
Execute 2nd Line Monitoring by designing and conducting thematic reviews of 1st Line processes to test control effectiveness and identify gaps.
Advise on High-Risk Decisions, acting as the primary escalation point for complex cases and providing "check and challenge" on new product launches.
Pleo builds spend solutions that make managing money seamless, empowering, and surprisingly effective for finance teams and employees alike, with a vision to help all businesses ‘go beyond’. They are a driven, progressive, and kind bunch of 850+ people from over 100 nationalities, all committed to delivering the future of business spending, together.
Perform client due diligence and KYC screening on existing customers for the various business units
Review and process watch list filtering and negative news alerts that are generated as part of customer updates and audits
Identify potential KYC concerns and escalate to more senior team members or the Manager during the review process
Zerohash is the leading crypto and stablecoin infrastructure platform and the operating system for digital money, powering the next generation of financial services. Founded in 2017, zerohash enables banks, brokerages, fintechs, and payment companies to offer crypto trading, stablecoin payments, and tokenized assets without having to build or manage complex blockchain infrastructure on their own.
Assist the efforts of the Global Sanctions Compliance program.
Responsible for first level review, analysis and adjudication of alerts.
Play a key role in conducting sanctions investigations and assessing fraudulent activity.
Zerohash is the leading crypto and stablecoin infrastructure platform and the operating system for digital money, powering the next generation of financial services. Founded in 2017, Zerohash is deeply regulated and compliance-first.
Assist investment advisers and other financial services firm customers with regulatory obligations.
Process applications for new representatives of investment adviser and broker-dealer firms, including Form U4.
Coordinate with state and SEC regulators to secure registration for customer firms.
Comply is a leading provider of compliance SaaS and consulting services for the global financial services sector. They empower Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence, serving thousands of global financial services clients.
Review proposed changes/new products to identify compliance risks.
Monitor corrective actions and escalate when appropriate.
Analyze regulations and assist with the development of compliant processes.
EarnIn pioneers earned wage access, building products that deliver real-time financial flexibility. They are a fast-growing company with experienced leadership, world-class funding partners, and a healthy core business.
Review written communication for FINRA compliance and prevent non-compliant actions.
Review user transaction documents and support legal/compliance issues.
Assist in compliance Due Diligence and KYC/AML tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.
Design, implement, and maintain the firm’s written compliance policies and procedures.
Conduct an annual review of the adequacy of the firm’s compliance policies and procedures.
Identify and assess regulatory risks across all business activities.
Kraken builds the future of crypto with a world-class team united by the desire to unlock the potential of crypto and blockchain technology. It is a fully remote company with Krakenites in 70+ countries and is committed to industry-leading security and crypto education.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.