Conduct compliance reviews, monitoring, and testing across regulatory obligations.
Review and investigate potential compliance issues, document findings, and escalate as needed.
Support vendor compliance, customer due diligence, and AI governance programs.
April is an embedded, year-round tax platform that brings real-time tax intelligence into the platforms people already use. The company's AI-powered engine and API-first infrastructure serve complex tax situations, with a culture emphasizing ownership, judgment, and professionalism.
Leads the compliance team and program for tax division bank products, ensuring adherence to federal and state regulations.
Directs risk management, loss prevention, Power BI reporting, and compliance reviews.
Collaborates with BSA/AML, business risk, and regulators on controls and oversight.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. They celebrate differences and embrace a HUMBLE*HUNGRY*SMART culture.
Lead and develop the Compliance Governance team, setting priorities and building capabilities.
Own compliance risk assessment, policy governance, enterprise training, and compliance reporting.
Support regulatory examinations and provide credible challenge across the business.
Mercury is a fintech company building a complete banking and finance stack for startups and business owners. They value a fast-moving, collaborative culture with a modern approach to compliance and a commitment to diversity and belonging.
Conduct compliance reviews, mock SEC/FINRA examinations, and branch office assessments for investment advisers and broker-dealers.
Manage client engagements from planning and testing through reporting and remediation, translating complex regulatory requirements into risk-rated findings.
Mentor junior consultants, contribute to industry education, and guide clients in using compliance technology solutions.
This company provides compliance consulting services to financial services firms, helping investment advisers and broker-dealers strengthen regulatory frameworks and maintain audit readiness. It fosters a collaborative, technology-driven culture with opportunities for professional development, mentorship, and industry thought leadership.
Lead first line control testing, plan, design, and execute control testing in accordance with enterprise standards.
Manage training and outreach programs for Compliance and ERM, coordinating content and delivery across 15 internal training requirements.
Oversee enterprise responses to GSE Vendor Assessments, government surveys, and PwC financial audit requests.
U.S. Financial Technology built and operates the largest and most advanced mortgage securitization platform in the world, supporting the Uniform Mortgage-Backed Security (UMBS) of Fannie Mae and Freddie Mac. The company supports 70% of mortgage-backed securities and provides best-in-class single-family issuance, bond administration, disclosure, and tax services with a team of talented professionals.
Draft and review responses to complex customer and regulatory complaints, ensuring compliance and identifying potential risks.
Log and track complaint cases in a GRC tool, monitor deadlines, and escalate complex issues.
Maintain knowledge of consumer protection regulations like Reg E and UDAAP while supporting audits and reporting.
Coastal Community Bank is a modern bank combining strong financial infrastructure with Banking-as-a-Service and fintech enablement. It has an entrepreneurial, fast-moving culture focused on impact, speed, and continuous improvement.
Lead a centralized national compliance team focused on audit readiness, regulatory compliance, and risk management.
Coordinate audits, regulatory inquiries, fraud prevention, and complex customer escalations with internal and external partners.
Drive process improvements, documentation governance, and consistent operating procedures across multiple business units.
This company is a partner organization hiring through Jobgether. It focuses on title, escrow, and settlement services, with a strong emphasis on regulatory compliance and risk management. The culture is remote-first, collaborative, and results-oriented.
Lead advanced compliance activities for healthcare administrative products including HSAs, FSAs, HRAs, and COBRA.
Apply expert regulatory judgment to risk assessments, compliance monitoring, investigations, and corrective actions.
Collaborate with stakeholders to integrate compliance requirements into strategic initiatives and leverage AI-powered tools.
HealthEquity empowers healthcare consumers by providing administrative solutions like HSAs, HRAs, FSAs, and COBRA. The company is a large, mission-driven organization that values inclusion and connects health and wealth for American families.
Provide oversight and guidance to licensed sales agents on regulatory compliance and NAR best practices.
Implement risk management plans and update state-specific policy addendums in collaboration with brokerage operations.
Manage a high volume of agents in a fast-paced, high-growth brokerage environment, ensuring compliance and operational support.
Real REMAX Group is a global real estate company that combines AI-powered technology with a trusted franchise network. It has a network of over 180,000 real estate professionals across 120 countries and territories, focused on innovation and community.
Review incoming cases, gather evidence, and take enforcement action to resolve risks quickly and accurately.
Monitor daily alerts, surface pattern observations, and support compliance documentation for applicants.
Collaborate cross-functionally within the Marketplace Supply organization to improve processes and track performance metrics.
Proof is a high-growth startup in the legal tech industry, founded in 2017, that offers a best-in-class legal services platform for law firms and property management companies. They are on a path to double their business this year and are building a team to scale rapidly, welcoming individuals from all backgrounds.
Own and drive the US and Canada regulatory and compliance strategy.
Lead licensing, regulatory exams, and audits while partnering with business and product teams.
Oversee AML/CTF and sanctions programs, ensuring compliant innovation across GoCardless products.
GoCardless, a Mollie company, is a global leader in bank payments, helping 100,000+ businesses send and collect payments via Direct Debit and open banking. With 806 employees globally, we process $130bn+ annually and foster a humble, integrity-driven culture.
Set the strategic direction and long-term roadmap for Extend's regulatory compliance program, spanning licensing, service contracts, and insurance.
Serve as the executive-level owner for regulatory and licensing matters, representing compliance in front of regulators and auditors.
Partner with cross-functional teams to embed compliance requirements into merchant onboarding, customer experience, and product workflows.
Extend provides AI-driven solutions for retailers to enhance post-purchase customer satisfaction and drive revenue growth. The company works with more than 1,000 merchant partners, is backed by prominent technology investors, and is headquartered in downtown San Francisco.
Monitor and analyze federal and state legislative and regulatory activity affecting Pathward's businesses.
Support state public policy capabilities and administer Pathward's PAC.
Draft internal memoranda, briefings, and talking points for senior leadership.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. They are a team of problem solvers and innovators who celebrate differences and embrace diverse voices.
Design and manage implementation of risk management processes, including complex risk assessments and variance trend analysis.
Ensure compliance with risk policies, facilitate independent assessments, and develop reports for different audiences.
Monitor, review, and escalate issues while acting as a subject matter expert in a designated risk discipline.
Pathward is a financial empowerment company that removes barriers to financial access and promotes economic mobility. The culture celebrates diverse perspectives through a HUMBLE*HUNGRY*SMART approach and values employee, customer, partner, and community voices.
Assist with e-communication surveillance, compliance checklists, and policy maintenance.
Support due diligence questionnaires, risk assessments, and regulatory examinations.
Help govern committees and prepare materials for internal audits and regulatory inquiries.
Ondo Finance provides institutional-grade blockchain-enabled investment products and services, including tokenized funds and decentralized finance technology. The well-funded, fully remote company is backed by top investors and led by a team of industry veterans.
As a Compliance Officer, you will develop and strengthen the organization's compliance framework within legal and financial services.
You will translate complex legal requirements into clear policies and procedures.
You will collaborate with attorneys and compliance leaders to ensure documentation accuracy and consistency.
Our partner is a company operating in the legal and financial services industry within a highly regulated environment. They offer fully remote positions and prioritize compliance, governance, and professional growth.
Serve as the primary liaison between clients and technical teams, translating business requirements into solution designs and detailed functional specifications.
Utilize knowledge of the banking industry and nCino best practices to offer strategic consulting, providing insight on industry trends and regulatory requirements.
Demonstrate expertise in the nCino product, conduct in-depth product demonstrations, and drive the vision and adoption of nCino across financial institutions.
nCino is transforming financial services through bold innovation and relentless execution. The company fosters a culture of inclusion and equality, with a diverse team that drives its success.
Serve as SME on North American AML, BSA, KYC, KYB, sanctions, and financial crimes regulations.
Partner with Product, Engineering, and Data Science to align solutions with regulatory expectations and compliance workflows.
Produce regulatory briefings, support compliance management systems, and leverage AI to improve productivity.
Trulioo provides an identity verification platform that enables organizations to onboard customers and combat fraud, verifying over 5 billion people worldwide. Headquartered in Vancouver, it is a people-first company recognized as a BC Top Employer.
You will develop and maintain dashboards, reports, and analytical tools for compliance monitoring.
You will analyze datasets to identify trends and emerging risks and provide actionable recommendations.
You will collaborate with risk, audit, operations, and technology teams to improve data quality and reporting accuracy.
Jobgether is an AI-powered hiring platform that connects top candidates with partner companies. It supports a collaborative, digitally enabled remote work culture with a focus on professional growth and inclusion.
Serve as the primary compliance partner to Sales, Partnerships, and Underwriting, providing fast, practical guidance on prospects and deals.
Lead compliance strategy for gaming and gambling verticals and shape underwriting standards for high-risk sectors like nutraceuticals, wellness, and CBD.
Translate laws, card network rules, and sponsor bank requirements into clear procedures and playbooks for business and product teams.
Finix builds the global operating system for fintech, starting with payments, processing tens of billions of dollars annually for businesses from startups to public companies. Founded in 2015 and headquartered in San Francisco, Finix has raised over $200M and is backed by major investors.