Provide guidance for Affirm’s Product and Operations teams on applicable regulatory requirements related to any changes to products or services, issue remediation, and marketing reviews.
Review and approve financial services marketing materials to ensure they comply with regulations and industry standards.
Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation/evidence.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. The Legal, Compliance, and Public Affairs team is a group of dedicated professionals committed to helping Affirm scale, innovate, and provide outstanding products for consumers, merchants, and key partners.
Lead drafting, review and revision of SEC filings.
Advise on securities law compliance.
Support the company’s corporate governance function.
Omada Health is a between-visit healthcare provider that addresses lifestyle and behavior change elements for individuals managing chronic conditions. They strive to build an inclusive culture where differences are celebrated and leveraged to inform better design and business decisions.
Support the design, maintenance, and execution of the UK compliance monitoring programme covering regulatory obligations.
Conduct risk-based compliance monitoring reviews and thematic testing to assess the effectiveness of regulatory controls.
Prepare monitoring reports and document monitoring findings, identify control weaknesses, and support the tracking of issues.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Support the Company’s Compliance Management System (CMS), including risk assessments and governance processes.
Implement compliance monitoring and testing across business lines and document findings.
Support the drafting and maintenance of compliance policies, ensuring they align with regulatory expectations.
NerdWallet aims to bring clarity to all of life’s financial decisions with a team of exceptional Nerds. They've built an inclusive and flexible culture where employees are empowered to grow and take smart risks.
Research, interpret and advise on SEC and SRO rules.
Draft and submit rule changes and amendments with the SEC.
Work directly on regulatory examinations and lead LTSEs responses.
The Long-Term Stock Exchange (LTSE) is an SEC-registered national securities exchange designed to promote fair and orderly markets, as well as help long-term focused companies get the credit they deserve. LTSE works with companies to identify long-term investors that will value their efforts to prioritize sustainable, long-term growth.
Accountable for the regulatory inventory, regulatory compliance products library for Pismo and DPS Products.
Monitor regulatory environments assisting your product teams in finding and understanding changes in regulations through new legislation, changes in guidance and examiners' manuals.
Working with Product on new and improved features and products research and identify regulations, review them for applicability by working with product, legal, and others.
Pismo, founded in 2016, provides a comprehensive processing platform for banking, card issuing and financial market infrastructure. With 500+ employees across 10 countries, they help clients innovate and transition from legacy systems to advanced technology, maintaining high security and availability standards.
Working proactively with Product teams to provide compliance advice.
Providing compliance advice and guidance on financial promotions.
Building relationships with Compliance team members and first line colleagues.
Monzo is on a mission to make money work for everyone and waving goodbye to the complicated and confusing ways of traditional banking. They offer personal and business bank accounts, joint accounts, accounts for 16-17 year olds, a free kids account and credit cards in the UK.
Support the execution of risk-based compliance monitoring, including data collection, control testing, and evidence gathering.
Assist with the annual policy review cycle: gap analysis, benchmarking, drafting revisions, and maintaining the compliance policy register.
Assist in preparing periodic compliance reports and KPI/KRI data for the Management Board, Supervisory Board, and Audit & Risk Committee.
Finom is a European tech startup headquartered in Amsterdam that aims to revolutionize financial landscape for entrepreneurs worldwide. They are developing an all-in-one financial B2B solution that integrates banking functions, accounting, financial management, and invoicing into a seamless, mobile-first platform.
Being the first point of contact for compliance advice for Retail and Business customer propositions.
Providing clear and proactive compliance advice to the Borrowing squad, especially on CONC and Consumer Duty.
Reviewing customer journeys and communications to help the business deliver good customer outcomes, and flagging any risks.
Monzo is a financial technology company aiming to make money work for everyone, moving away from the traditional banking complexities. They offer personal and business bank accounts, savings, investments, and pension options, focusing on customer service and financial education.
Support CapIntel’s Governance, Risk, and Compliance program
Manage third-party risk and customer security reviews
Support operational security, privacy, and security awareness initiatives
CapIntel is a software platform built for wealth management enterprises to help financial advisors explain complex investment strategies to their clients. Since launching in 2019, CapIntel has seen rapid adoption and industry recognition, earning top placements in Deloitte’s Technology Fast 50 Canada and Fast 500 North America in 2025, ranking us among the fastest -growing technology companies.
Provide day-to-day compliance support for Gravie’s Individual Coverage Health Reimbursement Account (ICHRA) line of business.
Manage and oversee regulatory filings, facilitate response to regulatory complaints, and execute regulatory change management process.
Provide general compliance support and expertise to operational areas, and perform risk-based oversight audits.
Gravie aims to create health benefits that actually benefit small and midsize businesses and their employees. Their innovative benefit solutions and services are developed and delivered by a diverse group of unique people, and they encourage employees to be their authentic selves.
The assurance review schedule as the DC book grows, keeping risk ratings accurate.
In-depth reviews of DC responses, identifying gaps and weaknesses in their financial crime controls.
Drafting and issuing recommendations to DCs, then tracking and following up until full closure is confirmed.
Griffin is a fully regulated UK bank that powers the accounts and payments offerings of product-led fintechs and platforms. They provide the banking backbone behind products in remittance, payroll, wealth, insurance, proptech, payments, neobanking and more and have been remote-first since 2017.
Review written communication for FINRA compliance and prevent non-compliant actions.
Review user transaction documents and support legal/compliance issues.
Assist in compliance Due Diligence and KYC/AML tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.
Enhances the strategic pillars of a security compliance program and facilitate day-to-day compliance operations.
Involved in multiple areas of the business where compliance and security impact operations.
Works on assignments that are complex and require professional skepticism, judgment, initiative, and knowledge of SaaS Company positions.
Optro is the leading audit, risk, ESG, and InfoSec platform on the market, surpassing $300M ARR and continuing to grow. More than 50% of the Fortune 500 leverage their award-winning technology. They inspire each other to innovate and are proud of what they are producing.
Assist in preparing regulatory submission documents in compliance with global regulatory requirements.
Manage the preparation and submission of preclearance and promotional material submissions to the U.S. FDA.
Format complex Word documents to generate compliant regulatory reports including complicated tables and graphs.
Vera Therapeutics is a biotechnology company focused on developing treatments for serious immunological diseases. Our mission is to advance treatments that target the source of disease in order to change the standard of care for patients. Our values inspire us every day and guide everything we do—from how we hire great people, to advancing our mission together, to achieving our ultimate goal to improve medical treatment for patients suffering from immunological diseases.
Conduct structured interviews with partner organizations, operational teams, and technical stakeholders.
Documents end‑to‑end operational workflows and surface implicit, non‑documented practices.
Identify workflow fragility zones, handoff risks, and transition‑period vulnerabilities.
Element serves as a partner at the intersection of innovation and our clients' needs, efficiently crafting meaningful user experiences for government and commercial customers. Our talented professionals bring unparalleled energy engagement, setting a higher standard for impactful work.
Take complete end-to-end oversight of our regulatory licensing programs, ensuring every submittal and renewal is executed timely with 100% accuracy.
TrueAccord is a company that focuses on modernizing debt collection using AI and machine learning. They aim to provide a better experience for consumers and improve recovery rates for creditors. They are known for their innovative approach to compliance and technology solutions in the financial services industry.
Prepare and review SEC filings, including Forms 10-K, 10-Q, and 8-K.
Prepare financial statements, footnote disclosures, and Management’s Discussion and Analysis (MD&A).
Draft technical accounting memorandums and provide guidance on U.S. GAAP matters.
Life360's mission is to keep people close to the ones they love. They provide a mobile app, Tile tracking devices, and Pet GPS tracker to empower members. Life360 has more than 500 remote-first employees and are continuing to grow! Life360 is a Remote-First company.
Oversee regulatory capital, net capital compliance, and FINOP functions.
Lead financial reporting, budgeting, and forecasting.
Securitize is a leader in tokenizing real-world assets with over $3.7B AUM. They partner with top-tier asset managers and is backed by finance and technology leaders, recognized as a Forbes Top 50 Fintech company in 2025.
Complete KYC and KYB checks across our product range accurately and efficiently.
Review PEPs, Sanctions, and Adverse Media alerts, identifying potential risks.
Communicate with stakeholders to request information or explain compliance requirements.
Capital on Tap provides an all-in-one business credit card & spend management platform that helps business owners save time and money. They proudly serve over 200,000 businesses across the world and their goal is to help 1 million small businesses by 2030.