Lead enterprise regulatory strategy and readiness to navigate evolving regulatory expectations.
Design and execute mock examinations and readiness programs to prepare for regulatory scrutiny.
Partner with senior leadership to translate regulatory developments into actionable business strategies.
Empower is a financial services company focused on transforming financial lives. We have a flexible work environment, fluid career paths, and a welcoming inclusive culture.
Provide compliance review and guidance on marketing campaigns and public-facing materials.
Partner with cross-functional teams to identify and mitigate compliance risks early.
Stay up-to-date on regulatory developments and translate requirements into business guidance.
BHG Financial provides innovative financial solutions for high-earning professionals and small businesses. The company has an award-winning culture centered around transforming talented employees into effective business leaders.
Own OKX's Global Customer Complaints Program, reporting to the Compliance Chief of Staff.
Develop, coordinate, and track responses to regulatory inquiries and escalated complaints.
Turn complaint data into actionable compliance and conduct-risk intelligence.
OKX is a leading crypto exchange and developer of OKX Wallet, providing access to crypto trading and decentralized applications. We are a global team united by core principles, fostering a friendly, rewarding, and diverse environment for every OK-er.
Serve as the go-to compliance resource for HSA, FSA, and HRA products, ensuring compliance with regulatory requirements.
Lead compliance risk assessments for new product features and platform developments, including AI-powered tools.
Monitor regulatory developments and produce actionable impact assessments for affected teams.
Lively set out to raise the bar on benefit solutions, offering a modern HSA and a full suite of benefits. It is a remote-first company with employees across the US, focused on user-centric design and innovation.
Provide real-time advisory compliance support to trading, development, and operations teams across all regions.
Oversee core compliance functions including trade surveillance, regulatory filings, AML/sanctions, and policy training.
Lead and develop two Compliance Officers while representing compliance in cross-functional discussions.
BHFT is a proprietary algorithmic trading firm that manages the full trading cycle from software development to strategy execution across multiple asset classes. With a team of 200+ professionals, 70% of whom are technical specialists, we operate as a 100% remote organization with a culture of clarity and transparency.
Supervise and manage QA Assessors, ensuring consistent grading through regular calibration exercises.
Lead secondary reviews across AML, Transaction Monitoring, and Fraud to identify compliance vulnerabilities.
Maintain a centralized Compliance Defect Log and translate findings into actionable feedback.
Moniepoint Inc. is Africa’s all-in-one financial platform, helping 20 million businesses and individuals access seamless payments, banking, credit, cross-border, and business management tools each month. As Nigeria’s largest merchant acquirer, we power most of the country’s point-of-sale (POS) transactions.
Drive and own regulatory compliance for Flywire in South Africa, including localizing AML/CTF programmes and managing FIC/SARB relationships.
Monitor South African regulatory changes and determine licensing or exemption requirements for new services.
Support global AML/CTF operations, regulatory reporting, and cross-functional collaboration.
Flywire is a global payments enablement and software company solving high-stakes, high-value payments for education, healthcare, travel, and B2B. With 1,400+ FlyMates in 15 offices worldwide, they foster a passionate, collaborative culture.
Conduct KYC Refresh and Enhanced Due Diligence Reviews on existing accounts to ensure regulatory compliance.
Support BPO partners with escalations related to CIP, CDD, and EDD.
Communicate effectively with stakeholders and customers, documenting rationale for account decisions.
Mercury is a fintech company that provides banking and financial workflow solutions for startups. They are a growing company with a focus on compliance and risk management, fostering a culture of diversity and inclusion.
Collect, review, and analyze applicants' financial information including bank statements, credit reports, and business financial statements.
Directly communicate with clients and sales teams about application status and additional document requirements.
Make underwriting decisions to approve, decline, or seek exceptions based on policy guidelines and risk assessment.
Motive empowers the people who run physical operations with tools to make their work safer, more productive, and more profitable. The company serves nearly 100,000 customers across various industries and fosters a diverse and inclusive workplace.
Support the development and implementation of Financial Crime and AML methodology to manage regulatory risk and ensure adherence to FINTRAC regulations under the PCMLTFA.
Monitor changes to FINTRAC regulations and AML/CTF laws, ensuring the organization promptly adapts its policies and procedures.
Serve as a key contact with FINTRAC and other regulatory bodies on AML/CTF matters, supporting the Director's engagement with regulators.
Nium is a global leader in real-time cross-border payments, providing infrastructure for banks, fintechs, and businesses to collect, convert, and disburse funds instantly across borders. The company employs over 33 nationalities across 18+ countries, fostering a diverse and innovative culture.
Part of the operations team responsible for client relationship management across multiple offices.
Prepare related forms, process trades, and assist with client onboarding and maintenance paperwork.
Assist with multiple projects while ensuring compliance with firm requirements and developing marketing efforts.
Choreo is a wealth management firm servicing entrepreneurs, CPAs, and individuals with a forward-thinking approach to financial planning. With over 200 employees and 40+ locations across the country, we foster a collaborative and inclusive culture.
Evaluate Medicare regulatory requirements and CMS guidance to assess compliance risks for government contracts.
Serve as a subject matter expert to ensure regulatory requirements are implemented accurately and timely across operations and partners.
Collaborate with stakeholders to develop and monitor mitigation strategies for compliance risks and issues.
HCSC expands access to high-quality, cost-effective health care and equips members with tools for better decisions. As an industry leader, they have over 80 years of experience and offer compelling careers in a collaborative, innovative environment.
Review proposed investment banking engagements and transaction structures for compliance with securities laws and FINRA requirements.
Conduct risk-based due diligence on issuers and transaction parties, evaluate red flags, and review offering materials.
Serve as a day-to-day compliance resource for investment bankers, translating regulatory requirements into practical guidance.
Finalis is the leading platform enabling independent and boutique investment banking firms to operate legally and compliantly. The firm provides regulatory affiliation and compliance infrastructure supporting private market transactions.
Lead and oversee Suspicious Activity Monitoring (SAM) case investigations, ensuring BSA/AML regulatory compliance.
Manage operational performance, including case volumes, aging, quality, and regulatory responsiveness.
Partner with senior leadership to develop strategies that enhance the Financial Crime Compliance program.
Pathward is a financial empowerment company that works with innovators to increase financial availability, choice, and opportunity for all. The company is a diverse team of problem solvers and innovators, operating as a hybrid remote-office organization with onsite locations across the US.
Provide exceptional customer service via email and phone, helping clients use products effectively.
Assist with client inquiries, fund transfers, and understanding investment risk and performance.
Act as the voice of the customer, highlighting improvements to enhance the client experience.
Wealthfront builds financial products that automate banking, investing, and planning to help clients grow their money. They serve over 1 million clients with $90 billion in assets and foster an inclusive, client-first culture.
Ensure regulatory readiness, strengthen governance structures, and enhance reporting accuracy across the organization.
Oversee the policy management lifecycle, including creation, review, and approval, ensuring alignment with enterprise standards.
Manage lobbying reporting oversight and lead risk-based compliance reviews and training program lifecycles.
LISC is one of the country's largest community development organizations, helping forge vibrant, resilient communities across America. LISC works with residents and partners to close gaps in health, wealth, and opportunity so that people and places can thrive.
Supervise and direct the work of performance reporting professionals, including performance appraisals and disciplinary actions.
Monitor and manage workflow to meet client obligations and deadlines, and mentor analysts on performance calculation issues.
Identify opportunities to enhance team efficiency, verify data, and assist with performance reporting projects.
We are an investment advisory firm providing fiduciary services and investment management. We have a collaborative culture with long-tenured employees and a focus on service and quality.
Answers a high volume of service calls, chats, and emails regarding eMoney applications.
Provides technical and planning product support to advisors and assists with financial planning scenarios.
Escalates complex issues to tier two teams and maintains high call quality and professionalism.
eMoney Advisor provides a web-based wealth management system designed to help financial advisors serve their clients. The company serves over 109,000 financial professionals and supports 6 million end clients, with a culture that values diversity and inclusion.
Conduct daily, high-volume reviews of KYC/CDD files, AML alert dispositions, and transaction monitoring cases to ensure adherence to internal SOPs and regulatory requirements.
Meticulously track and document errors in a centralized defect log, providing objective evidence for compliance failures or policy deviations.
Provide clear, constructive feedback to operations teams on individual file performance, highlighting areas for immediate correction and long-term improvement.
Moniepoint Inc. is Africa’s all-in-one financial platform, serving 20 million businesses and individuals with payments, banking, credit, and cross-border tools. They are Nigeria’s largest merchant acquirer, processing over $250 billion annually, with a fully remote work culture and career growth opportunities.
Coordinate with legal and management on regulatory litigation and U.S. government agency relationships.
Support responses to regulatory investigations, enforcement actions, and compliance reviews involving AML and sanctions.
Provide guidance to cross-functional teams on compliance obligations of significant sensitivity and impact.
Binance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries and offer a user-centric, flat-structured environment with world-class talent.