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$81,184–$101,480/yr
US

  • Ensure regulatory readiness, strengthen governance structures, and enhance reporting accuracy across the organization.
  • Oversee the policy management lifecycle, including creation, review, and approval, ensuring alignment with enterprise standards.
  • Manage lobbying reporting oversight and lead risk-based compliance reviews and training program lifecycles.

Audit Compliance Risk Management Financial Services

20 jobs similar to Manager, Risk and Compliance

Jobs ranked by similarity.

$77,245–$95,200/yr
US

  • Support governance, risk, privacy, and compliance programs to ensure alignment with regulatory requirements.
  • Conduct risk assessments for vendors and new technologies, and maintain compliance with GDPR and other regulations.
  • Manage data governance, privacy evaluations, and cybersecurity awareness training.

RMI is an independent nonprofit transforming global energy systems for a zero-carbon future. Founded in 1982, the organization has a global team and a remote-ready culture.

$105,000–$130,000/yr
Unlimited PTO

  • Managing audit preparation, regulatory examinations, and due diligence requests.
  • Drafting policies and procedures and building a centralized governance framework.
  • Monitoring regulatory developments, conducting risk assessments, and developing board-level reporting.

LeafLink is the largest unified B2B cannabis platform, providing licensed businesses tools to manage operations, sell, and order from brands. With thousands of brands in North America, it processes $5B in annual orders and is a top workplace.

US

  • Manage governance forums, agendas, decision logs, and action tracking.
  • Support execution of strategic compliance priorities and monitor cross-functional dependencies.
  • Coordinate departmental KPIs and executive dashboarding.

HealthEdge is a healthcare technology company that provides software solutions for health plans and payers. The company fosters a culture of accountability, transparency, and compliance, operating remotely across the US.

$105,000–$120,000/yr
US 12w maternity 12w paternity

  • Investigate complex credit reporting disputes and SCRA determinations, bringing stakeholders together for broader input.
  • Translate new state legislation into actionable compliance guidance and lead quarterly monitoring and testing.
  • Serve as subject matter expert on consumer protection laws, shaping policies and controls as the company scales.

Reprise Financial simplifies personal loans, making them accessible and transparent with loans up to $25,000. The company values innovation and collaboration, providing tools and support for employees in a customer-focused environment.

$163,000–$203,800/yr
US Canada

  • Implement and operate Mercury’s first prudential regulatory compliance program for banking, focusing on Regulations W and O.
  • Interface directly with senior management to advise on permissibility and advisability of proposed transactions.
  • Educate and grow Mercury’s compliance culture by providing training and guidance to bank staff on prudential regulatory requirements.

Mercury is a fintech company building a chartered bank to provide banking services for startups. It is a growing company with a culture that values diversity and belonging, and is an Equal Employment Opportunity employer.

US

  • Serve as primary escalation point for compliance representatives, researching and resolving escalated matters.
  • Develop and maintain compliance SOPs, training materials, and provide ongoing coaching to team members.
  • Assist with compliance reporting, monitoring, and ensure policies are followed consistently.

PeopleFinders.com is an online service for locating, contacting, and verifying people and businesses. Over the past couple of decades, it has become one of the largest owners of public records data in the country.

Global Unlimited PTO

  • Build and scale Enterprise Risk Management, Third-Party Risk Management, and policy frameworks for a leading fintech company.
  • Lead regulatory examination and audit readiness, ensuring institutional-grade compliance.
  • Work remotely with a collaborative team backed by top-tier investors and industry experts.

Ondo Finance offers institutional-grade, blockchain-enabled investment products and services, including tokenized funds and decentralized finance technology. The company is a well-funded, fully remote team backed by leading investors such as Founders Fund and Coinbase Ventures, with a culture focused on innovation and collaboration.

Canada United States

  • Lead the bank charter remediation program across Compliance, Risk, QA, Enablement, Engineering, and Banking.
  • Translate regulatory requirements into scalable workflows, policies, and controls.
  • Own partner bank governance, KPI monitoring, and audit readiness.

Mercury is a fintech company building banking infrastructure for startups, offering financial services through partner banks. The company is scaling its operations to transition into a bank, fostering a culture of rigor, ownership, and customer empathy.

Global

  • Assist in monitoring compliance with frameworks like ISO 27001, SOC 2, and Cyber Essentials.
  • Maintain the central Risk Register and track remediation progress across departments.
  • Support policy management and compliance training across the organization.

We are a global Physical AI company using data and AI to improve critical industries like healthcare, water, energy, and telecom. Our teams are ambitious, curious, and practical, with colleagues across Africa, Europe, the UK, and the US.

US

  • Evaluate Medicare regulatory requirements and CMS guidance to assess compliance risks for government contracts.
  • Serve as a subject matter expert to ensure regulatory requirements are implemented accurately and timely across operations and partners.
  • Collaborate with stakeholders to develop and monitor mitigation strategies for compliance risks and issues.

HCSC expands access to high-quality, cost-effective health care and equips members with tools for better decisions. As an industry leader, they have over 80 years of experience and offer compelling careers in a collaborative, innovative environment.

US

  • Influence entire compliance programs by translating strategic priorities into clear visions and executable programs with measurable outcomes.
  • Establish portfolio management frameworks and serve as the primary point of contact for executive leadership on mission-critical compliance programs.
  • Drive cross-functional delivery of regulatory compliance programs and improve audit processes for R&D.

Twilio is a leading communications platform that delivers innovative solutions to hundreds of thousands of businesses and empowers millions of developers worldwide. They are a remote-first company with a strong culture of connection and global inclusion.

Canada

  • Lead and mature Fullscript's security compliance program across SOC 2, PCI DSS, and HITRUST frameworks.
  • Manage internal and external audits, coordinate remediation efforts, and maintain continuous audit-readiness.
  • Partner cross-functionally with Security, Engineering, Privacy, Legal, and Product to translate compliance requirements into scalable practices.

Fullscript is a health technology company that powers every part of care by providing practitioners with clinical insights, lab interpretations, and high-quality supplements. With over 125,000 practitioners and 10 million patients, they foster a culture of curiosity, collaboration, and putting people first.

  • Help stand up and run the Trust Bank's Compliance Management System.
  • Lead fiduciary compliance and third-party risk management across custody, investment management, and trust activities.
  • Track regulatory developments, deliver compliance training, and prepare board materials.

Catena is building trusted financial infrastructure for the agentic economy, focusing on novel regulated environments like trust banking. As a startup, the team is defining an entirely new category of financial services while working on challenging, never-before-solved problems.

$200,000–$240,000/yr
US Canada Unlimited PTO 12w maternity 12w paternity

  • Build and run Gauntlet's compliance program, including policies, monitoring, and governance.
  • Support regulatory registrations, examinations, and audits.
  • Partner with cross-functional teams to embed compliance and use AI for efficiency.

Gauntlet builds financial systems for on-chain finance, serving over $1.6B in client TVL. They are a Series C company with a team blending traditional finance and crypto expertise, offering a hands-on, ownership-driven culture.

$128,270–$189,230/yr
UK

  • Lead and coordinate second-line regulatory compliance and privacy oversight activities for the UK entity, serving as the operational lead for UK privacy compliance and Data Protection Officer.
  • Translate legal and regulatory requirements into compliance standards, governance routines, and oversight expectations for first-line stakeholders.
  • Prepare management reporting, governance materials, and issue summaries, and support audits and regulatory enquiries.

Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. They are a remote-first company with a focus on inclusive culture and competitive benefits.

$146,700–$203,800/yr
North America

  • Own the knowledge framework for risk operations and set documentation standards.
  • Manage a BPO-based content-writing team and drive adoption across programs.
  • Architect training and certification systems to scale enablement.

Mercury is a fintech company offering modern banking services and financial tools to startups. It is a high-growth company with a culture focused on craftsmanship, diversity, and belonging.

US

  • Lead enterprise regulatory strategy and readiness to navigate evolving regulatory expectations.
  • Design and execute mock examinations and readiness programs to prepare for regulatory scrutiny.
  • Partner with senior leadership to translate regulatory developments into actionable business strategies.

Empower is a financial services company focused on transforming financial lives. We have a flexible work environment, fluid career paths, and a welcoming inclusive culture.

US

  • Support enterprise cybersecurity governance, compliance, and risk management programs.
  • Conduct security control assessments, audit readiness, and policy development.
  • Coordinate with technical teams and executive leadership to drive cybersecurity modernization.

ERP International is a nationally respected provider of health, science, and technology solutions supporting government and commercial clients. The company has been named a Top Workplace by WTOP News for 7 years and offers a culture of employee recognition, community outreach, and professional development.

US 3w PTO

  • Lead and advance governance, risk management, compliance, and information security programs to support organizational objectives and regulatory requirements.
  • Manage vulnerability management, third-party risk, security governance, policy development, and AI governance initiatives.
  • Partner with leaders to foster a culture of accountability, risk awareness, and continuous improvement.

Ultimate Medical Academy is a non-profit healthcare educational institution with a national presence, headquartered in Tampa, Florida and founded in 1994. The organization offers online and on-campus programs and fosters a culture of integrity, student success, and team member development.

US

  • Support the Chief Compliance Officer in developing and monitoring the Compliance Work Plan, including auditing and monitoring activities.
  • Manage intake, tracking, review, and response to governmental revenue cycle investigations and serve as the compliance resource for revenue cycle and operational leaders.
  • Develop and deliver role-based compliance training, translate regulatory changes into actionable policies, and monitor audit results to create corrective action plans.

UnityPoint Health is a healthcare organization providing comprehensive services across multiple states. Recognized as a Top 150 Place to Work in Healthcare, they are committed to team members and foster a culture of belonging.