Serve as a subject matter expert on consumer financial protection laws and regulations, issue management, and complaint management.
Supervise, coach, and develop junior compliance team members while driving development and execution of remediation plans.
Provide risk-based compliance guidance to product, operations, and business teams on applicable laws and regulations.
Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering crypto products and services in over 70 countries. As a publicly traded company, Gemini is committed to unlocking the next era of financial, creative, and personal freedom.
Evaluate mortgage and protection journeys to ensure compliance with regulations.
Provide technical compliance advice to mortgage and protection teams.
Conduct root cause analysis of compliance issues and support risk assessments.
Habito by Monzo uses technology and expert mortgage advisers to simplify the mortgage process. They are a forward-thinking company focused on innovation, with a diverse and inclusive team.
Implement and operate Mercury’s first prudential regulatory compliance program for banking, focusing on Regulations W and O.
Interface directly with senior management to advise on permissibility and advisability of proposed transactions.
Educate and grow Mercury’s compliance culture by providing training and guidance to bank staff on prudential regulatory requirements.
Mercury is a fintech company building a chartered bank to provide banking services for startups. It is a growing company with a culture that values diversity and belonging, and is an Equal Employment Opportunity employer.
Support new product launches related to state licensing and reporting.
Collaborate cross-functionally with legal, compliance, finance, and tax to meet regulatory obligations.
Lead preparation of renewal applications and other regulatory filings.
Affirm is reinventing credit to make it more honest and friendly, offering consumers flexibility to buy now and pay later. It is a remote-first company with a strong focus on employee well-being and competitive benefits.
Lead the Australian regulatory compliance program for consumer credit and financial services.
Oversee ASIC examinations, regulatory notifications, and risk management processes.
Manage and develop a team of compliance professionals while partnering with cross-functional teams.
Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. It is a global fintech company with a remote-first culture and a focus on people-first values.
Manage regulatory inquiries of PLICO and affiliated insurance companies.
Respond to inquiries from regulatory bodies for insurance and securities activities.
Partner with business and divisional compliance units to coordinate regulatory filings.
Protective helps protect customers against life's uncertainties. The company is a large insurance provider with a strong focus on employee well-being and a collaborative culture.
Coordinates and administers privacy and compliance programs to ensure adherence to regulatory requirements.
Partners with internal teams to interpret requirements, implement compliant solutions, and monitor activities.
Develops policies, tracks corrective actions, and supports audits to maintain program effectiveness.
Capital Blue Cross is a health insurance company that improves the health and well-being of members and communities. It is an independent licensee of the Blue Cross Blue Shield Association and has been voted a 'Best Place to Work in PA' by employees.
Conduct compliance reviews, audits, and risk assessments using established frameworks.
Assist with investigations by gathering evidence, conducting interviews, and documenting findings.
Track corrective actions and support institutional audit readiness efforts.
Nightingale Education Group is a nursing school focused on closing health equity gaps by building a skilled nursing workforce. They have graduated nearly 5,000 nurses and emphasize a growth mindset, transparency, and personal accountability.
Support new product launches related to state licensing and reporting for money transmission, lending, and international expansion.
Collaborate cross-functionally with legal, compliance, and finance teams to maintain licensing obligations and submit regulatory reports.
Analyze and develop processes using AI to increase efficiency within the licensing program and manage NMLS filings.
Affirm is reinventing credit to make it more honest and friendly, offering buy now pay later solutions without hidden fees. They are a remote-first company with a team dedicated to licensing, compliance, and public affairs.
Manage day-to-day operations of the compliance program, ensuring adherence to healthcare regulations including HIPAA and state/federal laws.
Conduct thorough compliance investigations and develop key risk indicators and monitoring programs to evaluate risk mitigation strategies.
Design and deliver engaging compliance training for patient-facing teams, translating complex regulations into practical workflows.
Equip is the leading virtual, evidence-based eating disorder treatment program on a mission to ensure that everyone with an eating disorder can access treatment that works. Founded in 2019, Equip has been a fully virtual company since its inception and is proud of the highly-engaged, passionate, and diverse Equipsters that have created Equip’s culture.
Build and run Gauntlet's compliance program, including policies, monitoring, and governance.
Support regulatory registrations, examinations, and audits.
Partner with cross-functional teams to embed compliance and use AI for efficiency.
Gauntlet builds financial systems for on-chain finance, serving over $1.6B in client TVL. They are a Series C company with a team blending traditional finance and crypto expertise, offering a hands-on, ownership-driven culture.
Coach students and professionals in risk and compliance, including risk assessment, regulatory compliance, and policy analysis.
Support career development with resume review, interview prep, and salary negotiation.
Set own hours and rates, host sessions virtually, and partner with the Leland team.
Leland is an AI-native platform that connects people with experts and programs to land jobs, get into schools, or upskill. Since 2021, they have helped tens of thousands of people and raised $19M from investors, with a culture centered on ambition.
Lead the development and improvement of product compliance programs, including policies, procedures, and monitoring frameworks.
Apply regulatory judgment to complex compliance issues, conduct risk assessments, and support corrective actions.
Leverage AI-enabled tools to enhance compliance documentation and analysis, while collaborating with cross-functional teams.
The company provides an AI-powered job matching platform for candidates and employers. It is a partner-driven organization that focuses on compliance solutions in healthcare, with a small to medium size, offering remote work flexibility and a culture of continuous improvement.
Manage and coordinate responses to regulatory examinations, audits, and information requests from federal and state agencies.
Partner with compliance leadership to develop examination preparation strategies and remediation plans.
Review, update, and develop policies and procedures based on regulatory changes and audit feedback.
The company is a growing organization operating in the highly regulated mortgage lending industry. It focuses on compliance and regulatory affairs, offering a collaborative and supportive environment.
Manage compliance monitoring, testing, and reporting for Canadian securities regulations and investment fund requirements.
Provide regulatory guidance across investment management, digital assets, and trading activities.
Support AML, ATF, and financial crime compliance programs while coordinating with regulators and internal teams.
The partner company is a financial services firm operating in investment management, digital assets, and regulatory frameworks. It fosters a remote-first, low-ego culture emphasizing teamwork and execution.
Conduct regulatory compliance reviews of loan origination and servicing documentation.
Perform data trending analysis to identify systemic risks and prepare management reports.
Collaborate with cross-functional teams to strengthen internal controls and support regulatory readiness.
Zippy is a fintech company that specializes in home loans and insurance for manufactured home buyers. It is a remote-first team backed by institutional investors, offering competitive pay and excellent benefits.
Lead advanced Product Compliance activities to ensure administrative solutions align with laws and regulations.
Apply expert regulatory judgment to complex compliance inquiries and escalations using AI-enabled tools.
Partner with stakeholders to incorporate compliance requirements into strategic initiatives and operational changes.
HealthEquity is dedicated to saving and improving lives by empowering healthcare consumers through health savings accounts and related solutions. The company is a mid-to-large size organization that fosters a culture of inclusion, innovation, and continuous learning.
Draft policy forms reflecting underwriting intent and regulatory requirements for assigned lines of business.
Manage complex product projects collaborating with Underwriting, Claims, Legal, and Actuarial to produce final insurance products.
Review and assess regulatory changes to determine filing and regulatory requirements, and independently review advertising materials for compliance.
Crum & Forster provides market leading property & casualty, accident & health, specialty and standard commercial lines insurance solutions. With 3000 employees and locations throughout the US and India, the company is consistently recognized as a great place to work, earning multiple workplace and wellness awards.
Conduct comprehensive on-site and remote examinations of branch offices and registered representatives to ensure compliance with FINRA, SEC, and state regulations.
Review client files, trade blotters, and financial records, and interview staff to identify deficiencies and operational weaknesses.
Prepare detailed reports summarizing findings and collaborate with the compliance team to develop proactive solutions.
Horace Mann, founded in 1945 by teachers, provides insurance and financial products to help educators protect their assets and prepare for the future. We serve over 4,100 school districts nationwide, are publicly traded on the NYSE, and have more than $12 billion in assets.