Lead end-to-end program due diligence reviews from kickoff to post-launch, assessing regulatory and operational risks.
Manage relationships with cross-functional partners and external stakeholders to drive alignment and move reviews forward.
Own and evolve risk assessment frameworks and reporting tools to track program health and support senior leadership decisions.
Marqeta provides a card issuing platform that enables embedded finance for companies to issue cards and manage payments in real time. As a publicly-traded company, they value innovation, teamwork, and customer trust.
Provide compliance review and guidance on marketing campaigns and public-facing materials.
Partner with cross-functional teams to identify and mitigate compliance risks early.
Stay up-to-date on regulatory developments and translate requirements into business guidance.
BHG Financial provides innovative financial solutions for high-earning professionals and small businesses. The company has an award-winning culture centered around transforming talented employees into effective business leaders.
Build and run Gauntlet's compliance program, including policies, monitoring, and governance.
Support regulatory registrations, examinations, and audits.
Partner with cross-functional teams to embed compliance and use AI for efficiency.
Gauntlet builds financial systems for on-chain finance, serving over $1.6B in client TVL. They are a Series C company with a team blending traditional finance and crypto expertise, offering a hands-on, ownership-driven culture.
Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, advising across the full product life cycle.
Work cross-functionally with product, compliance, risk, engineering, and operations teams.
Advise on regulatory matters including FINRA, SEC, and ensure compliance frameworks.
Mercury is a fintech company that reinvents banking for the modern age by offering checking and savings accounts, debit cards, payment services, credit products, cash management tools, and analytics. The company values diversity, belonging, and a culture of urgency, curiosity, and action.
Own day-to-day execution of buy-side and sell-side financial due diligence engagements across industries.
Direct and review work of junior team members, ensuring accuracy and analytical rigor in deliverables.
Serve as a credible day-to-day point of contact for clients, handling status updates and management interviews.
Since 2010, Intrinsic has partnered with private equity firms and portfolio companies to deliver transaction advisory, valuation, and financial accounting support. We are a private, independent firm with significant employee ownership, headquartered in Denver with team members across the country.
Evaluate AI-generated and human-produced investment banking work against detailed criteria.
Assess financial models, valuations, and transaction materials for accuracy and professional standards.
Provide clear, evidence-based written explanations of assessments to improve AI systems.
Jobgether is an AI-powered job matching platform that connects candidates with hiring companies. They use technology to streamline the application process and are a small to medium-sized company focused on efficiency and data-driven recruitment.
Serve as the go-to compliance resource for HSA, FSA, and HRA products, ensuring compliance with regulatory requirements.
Lead compliance risk assessments for new product features and platform developments, including AI-powered tools.
Monitor regulatory developments and produce actionable impact assessments for affected teams.
Lively set out to raise the bar on benefit solutions, offering a modern HSA and a full suite of benefits. It is a remote-first company with employees across the US, focused on user-centric design and innovation.
Navigate complex regulatory frameworks to design and launch innovative financial products and services.
Lead legal reviews of product design, marketing, and customer onboarding to ensure compliance while enabling business growth.
Manage litigation, arbitration, and other disputes, including coordinating with outside counsel and advising on risk and resolution.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and more. With over 400 globally distributed team members and backed by $400 million in funding, Alpaca fosters a diverse and collaborative culture centered on curiosity, empathy, and accountability.
Investigate complex credit reporting disputes and SCRA determinations, bringing stakeholders together for broader input.
Translate new state legislation into actionable compliance guidance and lead quarterly monitoring and testing.
Serve as subject matter expert on consumer protection laws, shaping policies and controls as the company scales.
Reprise Financial simplifies personal loans, making them accessible and transparent with loans up to $25,000. The company values innovation and collaboration, providing tools and support for employees in a customer-focused environment.
Evaluate assigned asset classes and conduct due diligence to maintain a focus list of recommended investment strategies.
Collaborate with advisors to create search books and present recommendations to the Enterprise Investment Policy Committee.
Mentor research associates and support client onboarding through portfolio reviews and roadmap development.
Mariner is a wealth advisory firm that evaluates investment strategies and provides recommendations to clients. The company offers an innovative workplace with a culture that fosters camaraderie, teamwork, and professional growth.
Support day-to-day compliance programs including branch examinations and AML monitoring.
Assist with data collection, analysis, and administrative tasks such as disclosures and complaints.
Engage with senior leaders and regulatory bodies, requiring strong communication and attention to detail.
D.A. Davidson Companies is an independent, employee-owned financial services firm with a 90-year history, providing wealth management, investment banking, and public finance. They foster a friendly, open culture and are committed to community giving.
Be the first point of contact for compliance advice across Wealth, Growth & Marketing, and MonzOS teams.
Provide clear and proactive compliance advice on COBS, PROD, SDR, CASS, and Consumer Duty regulations.
Review customer journeys and communications to ensure good customer outcomes and flag risks.
Monzo is a UK-based digital bank offering personal and business accounts, savings, investments, and pensions. With a mission to make money work for everyone, Monzo has grown significantly over the past decade and is known for its award-winning customer service and inclusive culture.
Coordinate with legal and management on regulatory litigation and U.S. government agency relationships.
Support responses to regulatory investigations, enforcement actions, and compliance reviews involving AML and sanctions.
Provide guidance to cross-functional teams on compliance obligations of significant sensitivity and impact.
Binance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries and offer a user-centric, flat-structured environment with world-class talent.
Draft policy forms reflecting underwriting intent and regulatory requirements for assigned lines of business.
Manage complex product projects collaborating with Underwriting, Claims, Legal, and Actuarial to produce final insurance products.
Review and assess regulatory changes to determine filing and regulatory requirements, and independently review advertising materials for compliance.
Crum & Forster provides market leading property & casualty, accident & health, specialty and standard commercial lines insurance solutions. With 3000 employees and locations throughout the US and India, the company is consistently recognized as a great place to work, earning multiple workplace and wellness awards.
Build and mature a crypto-native compliance program, partnering with product and engineering teams to embed compliance into daily operations.
Write and implement clear SOPs, manage day-to-day compliance activities, and handle transaction monitoring, investigations, and SAR filings.
Collaborate cross-functionally with Risk, Product, Ops, and Sales teams to design guardrails for new business lines and scale the program globally.
Sphere Labs builds modern, compliance-native infrastructure for cross-border payments and settlement. We are a fully remote, global team backed by Coinbase, Kraken, and other major firms, with momentum as stablecoins enter mainstream finance.
Conduct investigations of customer activity for AML compliance and draft Suspicious Activity Reports.
Perform blockchain analysis and analyze customer data such as IP addresses and transaction histories.
Balance multiple projects in a fast-paced environment with a team of compliance professionals.
Gemini is a global crypto and Web3 platform founded in 2014, offering secure crypto products to individuals and institutions in over 70 countries. As a publicly traded company, it aims to bridge traditional finance with the cryptoeconomy.
Lead and support buy-side and sell-side financial due diligence engagements for corporate and private equity clients.
Analyze target company financials to identify operating trends, quality of earnings, and working capital considerations.
Mentor junior team members and contribute to practice development initiatives.
CFGI is a financial consulting firm founded in 2000 by former Big 4 professionals, serving as a trusted partner to CFOs. The company is dynamic and fast-growing, with a culture blending deep technical expertise with a hands-on, entrepreneurial approach.
Completion of EDD reviews for high risk customers and assessing transaction activity.
Conducting risk assessments on new and existing customers and leading EDD enhancement projects.
Drafting policies, programs, and training materials while managing high risk customer escalations.
Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries and operate with a flat, user-centric structure that attracts world-class talent.
Drive and own regulatory compliance for Flywire in South Africa, including localizing AML/CTF programmes and managing FIC/SARB relationships.
Monitor South African regulatory changes and determine licensing or exemption requirements for new services.
Support global AML/CTF operations, regulatory reporting, and cross-functional collaboration.
Flywire is a global payments enablement and software company solving high-stakes, high-value payments for education, healthcare, travel, and B2B. With 1,400+ FlyMates in 15 offices worldwide, they foster a passionate, collaborative culture.
Collaborate with globally-distributed teams to strengthen the Financial Crimes program and investigate suspicious activity.
Screen transactions against sanctions, respond to regulatory inquiries, and prepare SAR recommendations.
Conduct CIP/KYC, CDD, and EDD reviews to identify and mitigate customer and firm-wide risk.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and more. The company has a globally distributed team of 400+ members, backed by $400 million in funding, and values curiosity, empathy, and accountability.