Source Job

North America

  • Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, advising across the full product life cycle.
  • Work cross-functionally with product, compliance, risk, engineering, and operations teams.
  • Advise on regulatory matters including FINRA, SEC, and ensure compliance frameworks.

Legal Research Regulatory Compliance Product Counseling Cross-functional Collaboration AI Tools

20 jobs similar to Senior Product & Regulatory Counsel - Investment Products

Jobs ranked by similarity.

$109,500–$160,600/yr
Canada 4w PTO

  • Provide legal advice on product launches, regulatory matters, and compliance across securities, AML, and payments.
  • Collaborate with product, compliance, and executive teams to navigate complex legal questions in crypto and fintech.
  • Leverage AI and automation to improve legal processes and enable faster business decisions.

Shakepay is reimagining financial services to help Canadians build long-term wealth through bitcoin and everyday financial products. With over 1.5 million users and $44M in funding, they foster a culture of ownership, growth, and teamwork.

$162,500–$250,000/yr
USA

  • Provide risk-principled legal and regulatory advice to product, design, marketing, and tech teams throughout the product lifecycle.
  • Draft and negotiate complex agreements, including SLAs, for retail and institutional customers based on regulatory requirements.
  • Collaborate with leadership and cross-functional partners to evaluate legal risks and develop creative solutions in a changing regulatory landscape.

Gemini is a global crypto and Web3 platform founded in 2014, offering secure crypto products and services in over 70 countries. As a publicly traded company, we focus on bridging traditional finance with the cryptoeconomy, with a diverse team of legal professionals guiding innovation.

$178,000–$200,000/yr
US

  • Own and manage HopSkipDrive’s multi-state regulatory compliance program, including TNC licensing, driver standards, and filings.
  • Monitor federal and state legislation, develop policy positions, and manage public records requests and regulatory investigations.
  • Oversee a litigation portfolio including labor and employment claims, arbitrations, and discovery strategy.

HopSkipDrive is a leader in safe, fast, and simple supplemental student transportation, connecting kids to highly-vetted caregivers through a marketplace and solving transportation challenges for schools. The company is a Series D company, has raised $100M to date, and continues to grow rapidly, earning spots on the Inc. 5000 and Deloitte Fast-Growing Technology lists.

Global 6w PTO

  • Review and approve product specifications for websites and mobile apps, assessing compliance risks related to features, user journeys, monetisation, and platform requirements.
  • Advise Marketing on advertising, consumer protection, and promotional claims, and participate in marketing compliance audits and corrective actions.
  • Monitor legislative and regulatory developments in relevant jurisdictions, support sanctions compliance, and assist with AI governance and risk assessments.

Social Discovery Group (SDG) solves problems of loneliness and isolation through social discovery products that connect people globally. SDG is a remote-first international team and a two-time 'Great Place to Work' winner (USA & Japan, 2024–2025) and Top-5 Company for Work-From-Anywhere Jobs (FlexJobs, 2025).

$153,000–$241,000/yr
US

  • Counsel the product team on launching new features for the Motive Card and negotiate contracts from NDAs to financing agreements.
  • Support sales with training and processes, and review marketing content for compliance.
  • Collaborate with Finance and Risk on fraud prevention, policy creation, and cross-functional legal issues.

Motive provides a platform for managing drivers, vehicles, equipment, and fleet spend, using AI to automate and simplify operations. Serving nearly 100,000 customers from Fortune 500 enterprises to small businesses, the company focuses on safety, productivity, and profitability.

$137,000–$144,000/yr
Canada

  • Provide strategic legal guidance to product, engineering, and business teams on digital commerce initiatives.
  • Identify and assess legal risks related to product launches, privacy, payments, and consumer protection.
  • Develop scalable compliance frameworks and improve legal processes through AI-assisted tools and collaboration.

Jobgether is an AI-powered job matching platform that connects candidates with hiring companies. They operate with a small, innovative team focused on leveraging technology to streamline recruitment and ensure fair evaluation.

UK

  • Be the first point of contact for compliance advice across Wealth, Growth & Marketing, and MonzOS teams.
  • Provide clear and proactive compliance advice on COBS, PROD, SDR, CASS, and Consumer Duty regulations.
  • Review customer journeys and communications to ensure good customer outcomes and flag risks.

Monzo is a UK-based digital bank offering personal and business accounts, savings, investments, and pensions. With a mission to make money work for everyone, Monzo has grown significantly over the past decade and is known for its award-winning customer service and inclusive culture.

$129,500–$185,000/yr
US Unlimited PTO

  • Serve as a subject matter expert on consumer financial protection laws and regulations, issue management, and complaint management.
  • Supervise, coach, and develop junior compliance team members while driving development and execution of remediation plans.
  • Provide risk-based compliance guidance to product, operations, and business teams on applicable laws and regulations.

Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering crypto products and services in over 70 countries. As a publicly traded company, Gemini is committed to unlocking the next era of financial, creative, and personal freedom.

EU

  • Draft, review, and negotiate legal documentation for real-world asset transactions, including commercial contracts and NDAs.
  • Support legal onboarding of new investors and issuers, ensuring compliance with financial regulations in relevant jurisdictions.
  • Research regulatory requirements for tokenized assets, monitoring evolving legal frameworks across US, EU, and offshore markets.

Centrifuge’s real-world asset tokenization platform brings the full power of onchain finance to asset managers and investors. We are a fully distributed team across 5+ time zones, committed to transparency, autonomy, and freedom in the workplace.

United States

  • Own customer communications across chat and email, handling complex Treasury/Invest topics.
  • Educate customers on product functionality and address escalated issues with swift resolution.
  • Use customer insights to spot trends, propose improvements, and help scale support infrastructure.

Mercury is building the complete finance stack for startups, helping founders spend less time on money infrastructure. With over 300,000 businesses trusting them, they are launching Mercury Treasury in 2026 and expanding their team.

US Canada Unlimited PTO 12w maternity 12w paternity

  • Conduct supervised investigations into transaction monitoring, KYC, EDD, sanctions, and unusual activity.
  • Apply legal research and analytical skills to complex customer and transaction fact patterns.
  • Work with cross-functional teams to develop findings and escalate risks appropriately.

Binance.US is a licensed U.S. cryptocurrency exchange for buying, trading, holding, and earning digital assets. Recognized as a top crypto platform, it prioritizes low fees, security, and compliance.

US 8w paternity

  • Lead the product roadmap for Advisor Experience, driving tools that improve advisor efficiency and client outcomes.
  • Build AI-powered features like Aspen AI for meeting prep and transcription to give advisors more time.
  • Partner with Wealth Operations & Experience to drive key metrics including Net Revenue Retention and Client NPS.

Mercer Advisors is a comprehensive financial services firm that integrates financial planning, investment management, tax, estate, and insurance to help families simplify their financial lives. With over 31,300 families served and a workforce where more than half are women, the company offers a flexible, national footprint and ranks #1 RIA firm by Barron's.

US

  • Partner with Product, Engineering, and Business teams to provide strategic legal guidance across the full product lifecycle.
  • Lead the company's privacy, AI governance, and compliance programs while navigating evolving regulatory landscapes.
  • Translate complex legal and regulatory issues into practical, business-oriented advice for fast decision-making.

Pano AI is the leader in early wildfire detection and intelligence, combining advanced hardware, software, and AI into a web-based platform to help fire professionals respond faster. The company is a 175+ person growth-stage hybrid-remote startup headquartered in San Francisco, recognized as one of the most innovative AI companies.

$195,000–$215,000/yr
US Unlimited PTO

  • Provide practical legal guidance on product, privacy, AI, and consumer protection across product, sales, and engineering teams.
  • Draft, review, and negotiate commercial agreements including technology and data processing contracts.
  • Support strategic legal initiatives such as litigation, intellectual property, and regulatory matters.

Houzz is the leading platform for home remodeling and design, providing an all-in-one software solution for industry professionals and tools for homeowners. It is a community-centric, innovative tech company with a mission-driven culture rooted in core values.

US Unlimited PTO

  • Develop and execute the firm's marketing strategy across retail and advisor audiences, driving brand awareness and AUM growth with clear KPIs.
  • Own multi-channel execution including email, digital advertising, webinars, events, content, and PR, ensuring rigorous quality control and compliance.
  • Manage budget, vendors, analytics, and AI tool usage to optimize team output and report performance insights to leadership.

Motley Fool Asset Management brings The Motley Fool's investing expertise to professionally managed ETFs, helping investors apply a long-term, high-conviction philosophy. It is a growing business within The Motley Fool, combining the entrepreneurial spirit of a scaling asset manager with the strength of a trusted financial brand.

$90–$130/hr
India

  • Apply sophisticated investment funds expertise to evaluate and improve AI-generated legal work and contract analysis.
  • Perform simulated negotiations, contract reviews, and redlining of investment fund documentation to enhance AI legal reasoning.
  • Collaborate with multidisciplinary teams to develop evaluation frameworks and refine AI training datasets for legal technology.

$101,000–$151,000/yr
Canada

  • Serve as a subject matter expert on Canadian consumer protection and payment regulations, providing advisory support to Product, Legal, Risk, and Operations teams.
  • Oversee Canadian regulatory reporting, lead compliance risk assessments, and evaluate control effectiveness to ensure program alignment.
  • Maintain and enhance Canada-specific policies, procedures, and control documentation while partnering cross-functionally on remediation efforts.

Affirm is reinventing credit to make it more honest and friendly, offering consumers the flexibility to buy now and pay later without hidden fees or compounding interest. We are a global fintech company with a remote-first culture, dedicated to delivering honest financial products.

US Latin America

  • Own the product roadmap for KYC, KYB, and onboarding, balancing conversion speed with regulatory compliance.
  • Drive strategy for onboarding API and SDK, shaping risk rating programs and internal tooling for compliance teams.
  • Organize engineering work, define metrics like onboarding conversion and time-to-approval, and iterate on market feedback.

Sphere Labs builds compliance-native infrastructure for cross-border payments and settlement, designed for businesses and regulated institutions. Backed by Coinbase, Kraken, and other major investors, we are a fully remote, global team at the intersection of crypto infrastructure and regulated finance.

$72,000–$91,500/yr
US Unlimited PTO

  • Lead advanced Product Compliance activities to ensure administrative solutions align with laws and regulations.
  • Apply expert regulatory judgment to complex compliance inquiries and escalations using AI-enabled tools.
  • Partner with stakeholders to incorporate compliance requirements into strategic initiatives and operational changes.

HealthEquity is dedicated to saving and improving lives by empowering healthcare consumers through health savings accounts and related solutions. The company is a mid-to-large size organization that fosters a culture of inclusion, innovation, and continuous learning.

Canada Unlimited PTO

  • Manage compliance monitoring, testing, and reporting for Canadian securities regulations and investment fund requirements.
  • Provide regulatory guidance across investment management, digital assets, and trading activities.
  • Support AML, ATF, and financial crime compliance programs while coordinating with regulators and internal teams.

The partner company is a financial services firm operating in investment management, digital assets, and regulatory frameworks. It fosters a remote-first, low-ego culture emphasizing teamwork and execution.