Build and lead a best-in-class compliance framework that brings institutional-grade regulatory rigor to the future of sports prediction markets.
Serve as the primary internal owner of the compliance framework, with the authority and judgment to identify issues, recommend solutions, and escalate matters.
Partner cross-functionally with various teams to embed regulatory requirements directly into systems and workflows.
Provide management, leadership, strategic direction and oversight for the Legal and Compliance functions and staff.
Keep informed of relevant new legal developments and the evolving regulatory landscape around financial regulations and digital assets applicable to the company’s business.
Partner with others to ensure public company SEC reporting requirements are met.
Bitcoin Depot is the largest Bitcoin ATM Network in the world, offering users the ability to buy and sell Bitcoin. They currently trade on the NASDAQ under the ticker symbol BTM.
Owning governance and oversight of U.S. consumer protection obligations.
Serving as the primary compliance lead for consumer-related regulatory complaints.
Establishing and maintaining a robust consumer complaint governance framework.
Kraken is a mission-focused company rooted in crypto values that aims to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, Kraken has Krakenites in 70+ countries who speak over 50 languages and are industry pioneers who develop premium crypto products.
Set and hold accountability for OKRs and KPIs across all functions.
Build scalable processes as the company moves from early-stage to growth-stage.
Jobgether is a company that uses AI-powered matching process to ensure application is reviewed quickly, objectively, and fairly against the role's core requirements. They identify the top-fitting candidates, and this shortlist is then shared directly with the hiring company.
Review written communication to ensure client compliance with FINRA requirements and prevent non-compliant actions.
Review user transaction documents per supervising attorneys' guidelines and support legal and compliance issues.
Assist in conducting compliance Due Diligence- and KYC/AML- related tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform. They deliver a white-labeled regulatory affiliation and compliance back-office solution. With Finalists from different countries and cultures, they encourage our team members to develop their soft skills, boosting their ability to adapt themselves to different backgrounds.
Develop and oversee the global compliance program.
Build scalable governance structures and policies
Advise leadership on emerging compliance risks.
Jobgether is a platform that uses AI to match candidates with jobs. They ensure applications are reviewed quickly, objectively, and fairly against the role's core requirements.
Spearhead efforts to obtain and maintain necessary licenses and registrations.
Become LemFi’s internal expert for the Retail Payment Activities Act (RPAA).
Serve as the main point of contact for FINTRAC and law enforcement.
LemFi is building the go-to financial app for the Global South, aiming to help immigrants stay connected to home, build stability, and create wealth. With millions of users across the globe and a team of 400+ spanning 20+ countries, they process over $1B in monthly transactions.
Own and continuously improve Payward Brasil’s AML/CTF/CPF and sanctions compliance framework.
Oversee the Brazil customer lifecycle controls: onboarding, CDD/EDD, ongoing monitoring, periodic review, and remediation programmes.
Deliver training and targeted comms for Brazil operations, CE, product, and investigations teams to ensure staff understand their responsibilities.
Kraken is a mission-focused company rooted in crypto values. They aim to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. As a fully remote company, they have Krakenites in 70+ countries who speak over 50 languages.
Ensure Remote’s Canadian MSB remains compliant with new guidance and regulation stemming from FINTRAC and Bank of Canada’s RPAA legislation.
Draft policies relating to customer due diligence, enhanced due diligence, screening measures, business-wide risk assessments, customer risk assessments, transaction monitoring, suspicious activity reporting, law enforcement engagement, fraud prevention, anti-bribery and corruption, authentication standards, AML/PF training and sanctions compliance meeting the expectations of Canadian regulators.
Lead the AML/CTF audits for Remote’s Canadian regulated entity, manage relationships with other external advisors for Canada as required.
Remote is solving modern organizations’ biggest challenge – navigating global employment compliantly with ease. They make it possible for businesses of all sizes to recruit, pay, and manage international teams. Remote's team works asynchronously around the world and encourages every member to bring their talents, experiences and culture to the table to help them build the best-in-class HR platform.
Design the end-to-end governance workflow for marketing approvals.
Act as the primary responsible owner for adherence to FCA rules.
Help create a healthy risk culture at Monzo.
Monzo is on a mission to make money work for everyone. They offer personal and business bank accounts, joint accounts, accounts for 16-17 year olds, a free kids account and credit cards in the UK, with more exciting things to come beyond. Monzo has a long history of creating magical moments for their customers!
Define and execute global CMC regulatory strategies for investigational and marketing applications.
Lead preparation, review, and approval of CMC sections for regulatory submissions.
Ensure consistent interpretation of global CMC regulations and guidance; anticipate regulatory trends and risks.
BridgeBio is a biopharmaceutical company focused on discovering, creating, testing and delivering transformative medicines to treat patients who suffer from severe diseases. They employ a “moneyball for biotech” approach, pooling projects and promising early-stage research from academia together under one financial umbrella to reduce risk and unleash innovation.
Research compliance program benchmarks and requirements.
Write/maintain compliance policies and program descriptions.
Assist compliance vendor oversight activities.
SmithRx is a rapidly growing, venture-backed Health-Tech company aiming to disrupt the PBM sector. They have a mission-driven and collaborative culture that inspires employees to transform the U.S. healthcare system.
Oversees the work of Learner Compliancy specialists and supports their development and performance management.
Ensures consistent execution of compliance workflows across all learner populations, including extended-term courses.
Monitors and evaluates team KPIs to ensure compliance targets are met or exceeded.
Nightingale Education Group focuses on higher learning in healthcare professions. They elevate education, health, and employment systems through academic achievement, personal growth, and professional development of learners, alumni, and collaborators, while serving diverse communities.
The Good Food Institute (GFI) is a nonprofit think tank working to make the global food system better for the planet, people, and animals. GFI is an international network of organizations advancing alternative proteins as an essential solution needed to meet the world’s climate, global health, food security, and biodiversity goals.
Drive the execution of the EDD program to enhance compliance practices.
Build a comprehensive KYC Compliance framework to support business growth.
Lead initiatives within KYC Compliance to solve complex problems creatively.
Jobgether is a platform connecting job seekers with companies. They focus on using AI to match candidates with the right roles, ensuring fair and efficient evaluation.
Investigating alleged violations of Illinois Shines program requirements.
Drafting letters regarding program violations and ensuring compliance.
Identifying trends in consumer complaints and recommending proactive measures.
Energy Solutions focuses on delivering large-scale energy, carbon, and water-use savings through market-based programs. Since 1995, they've offered performance-based solutions for their utility, government, and institutional customers.
Monitoring the regulatory landscape and documenting regulatory risk assessments.
Maintaining and updating Compliance policies and procedures to ensure control implementation.
Facilitating risk-based Know Your Customer and Transaction Monitoring programs to detect unusual activity.
Xapo Bank is a crypto banking platform that bridges the gap between digital assets and traditional financial services. We're a fully distributed team of over 130 Xapiens that work remotely from 30+ countries around the world, headquartered in Gibraltar.
Conducting routine compliance incident reviews and root cause analysis assessments.
Developing, recommending and implementing appropriate remedial activities.
Ensuring consistent application of our best practices and trends.
They are dedicated to creating food people and pets love—while supporting the communities in which they work and live. Their culture is rooted in their Basic Beliefs, and they believe in supporting every employee by meeting their physical, emotional, and financial needs.
Provide regulatory compliance risk assessment and consultation.
Assist financial services clients in strengthening their compliance management systems.
Conduct regulatory compliance testing for federal consumer compliance regulations.
Wipfli provides accounting and consulting services. Their people are the core of their business, and they focus on relationships while encouraging individuals to follow their own path.
Define and execute the long-term product strategy and roadmap for Chainlink’s Automated Compliance Engine.
Launch and scale ACE to broad market adoption across asset issuers and DeFi protocols.
Enable compliant issuance, identity management, and policy enforcement for onchain financial products across multiple jurisdictions.
Chainlink is the industry-standard oracle platform bringing the capital markets onchain and powering the majority of decentralized finance (DeFi). Chainlink leverages a novel fee model where offchain and onchain revenue from enterprise adoption is converted to LINK tokens and stored in a strategic Chainlink Reserve.
Own and lead enterprise-level compliance programs.
Define and mature ISO 27001 and ISO 42001 control environments and SOX 404 ITGCs.
Act as a subject matter expert and internal consultant for various teams.
Spring Health aims to eliminate mental health barriers with its clinically validated technology, Precision Mental Healthcare. They partner with over 450 companies, providing care for 10 million people and are valued at $3.3 billion.