The Compliance and Risk Analyst I supports the company’s compliance and risk management programs by assisting with compliance control activities, risk assessments, and maintaining records to ensure adherence to regulatory standards and internal policies. This role involves working closely with compliance officers, risk management teams, and cross-functional partners to uphold a culture of compliance and mitigate risk.

We’re seeking a sharp, business-minded Commercial Counsel to join our growing legal team as our third legal hire with the opportunity to shape legal processes in a high-growth AI company. You will work closely with Sales, Customer Success, Product, and Security teams to support and scale our commercial contracting function, while also helping manage risk across a wide array of legal areas.

As the Lead, Regulatory Compliance, you will be the subject matter expert across consumer finance regulation. You will shape and execute the Compliance Management System, working with the Head of Compliance in issue management/resolution, internal testing, and regulatory review. This role involves collaborating with inter-departmental business unit owners and fostering a culture of compliance.

In this role, you will work with a team of experienced compliance professionals responsible for critical functions on the Investigations Team within the Compliance Department. You will have responsibilities including performing Level 2 analysis and adjudication of escalated alerts and cases, preparing Suspicious Activity Reports (“SARs”) for submission, and assisting with other critical components/development of the compliance program.

Seeking a highly organized and detail-oriented Contract Paralegal to support our Agency on a part-time basis. This is a temporary employee position with the potential to transition into a permanent role, while remaining part-time. This role reports directly to the Chief Financial Officer (CFO) and will work closely with both our internal network attorney and our broader internal teams to ensure the timely review, coordination, and execution of legal documents.

This Legal Operations Manager role is vital for the operational efficiency of the team, overseeing legal work-streams, vendor management, and providing support to its members. Streamlining workflows, identifying inefficiencies, and implementing solutions to optimize legal and policy operations, along with managing the workflow and completion of legal requests through internal inquiry system.

The Associate Director, Compliance is primarily responsible for assisting with the compliance management and oversight of our wholesale broker-dealer, supporting compliance functions relating to the annuity and life insurance business lines, working closely with senior management, distribution, product and operations on various projects.

As a member of the Fraud and Compliance team, you will be responsible for resolving complex cases protecting Mosaic from legal and financial risk. Seeking a Fraud, Compliance and Complaint Specialist who can handle complex investigation tasks with proven problem solving skills, strong attention to detail, and an openness to ongoing learning and collaboration with peers.

As a Corporate Counsel at Ensono, you will play a pivotal role in providing legal counsel to support both tactical and strategic business initiatives. This position involves working closely with various departments to ensure compliance with legal standards and to facilitate smooth corporate transactions. Drive commercial transactions to closure efficiently and prudently.

In this role, you will work with a team of experienced compliance professionals responsible for executing a critical component of our BSA/AML and Sanctions Compliance program performing complex blockchain analysis and investigation of escalated alerts and cases. This role is best suited for a candidate that has deep interest in blockchain architecture.