Review and approve marketing materials for FINRA and SEC compliance using the Hadrius tool.
Support new account opening, cash transfer review, and SAR filings.
Assist in maintaining Written Supervisory Procedures and monitoring regulatory developments.
Frec builds tax-aware investment tools to help investors hold onto more of what they earn. They have grown 50% QoQ with over $1B in customer assets, backed by Greylock Partners and other investors.
Promotes compliance culture by designing and executing monitoring and testing reviews.
Manages multiple compliance reviews, coordinating work and communicating findings to stakeholders.
Maintains knowledge of banking laws, regulations, and best practices for consumer compliance risk management.
Fulton Bank is a financial institution offering banking services. It fosters a culture of continuous learning, work-life integration, and inclusion, with a digitally enabled work environment for employees and customers.
Execute quarterly compliance testing and quality control reviews to ensure audit-defensibility.
Collaborate with cross-functional teams on compliance reviews for new product launches and marketing campaigns.
Lead day-to-day governance of the Compliance Management System including BSA/AML oversight and regulatory change tracking.
Engine is transforming business travel into a personalized, rewarding, and simple experience through a platform that combines corporate travel, charge card, and spend management. Over 30,000 companies and 1 million travelers use Engine, and it has been recognized as one of the fastest-growing travel and fintech platforms in North America.
Own end-to-end CIP decisioning and maintain quality across high-volume programs.
Perform quality assurance on AI-assisted onboarding decisions and document reasoning for regulatory scrutiny.
Support bank partner deliverables and contribute to AML/BSA compliance testing.
Lithic is a modern card issuing and processing platform that powers card programs for over 100 innovative fintech clients, including Mercury, Flex, and Novo. The company is backed by world-class investors and has a team of 170+ employees across 26 states and 7 countries, headquartered in NYC.
Manage a team of compliance professionals or third-party providers to ensure proper Compliance program execution and performance management.
Provide compliance advisory services and guidance for regulatory change, product change, and business-as-usual operations across multiple domains.
Recruit, hire, and develop employees while ensuring adherence to consistent standards for communication, documentation, and reporting.
Fulton Bank is a financial institution committed to making a positive impact in local communities and championing a culture of continuous learning and inclusion. The company promotes a digitally enabled work environment and values employee well-being.
Provide advisory compliance and real-time trading guidance across all asset classes and regions.
Build and maintain a pre-cleared rules framework and oversee regulatory filings and trade surveillance.
Supervise two Compliance Officers and represent compliance in cross-functional discussions.
BHFT is a proprietary algorithmic trading firm that manages the full trading cycle across multiple asset classes. With a team of 200+ professionals, 70% of whom are technical specialists, the company values clarity and transparency in its culture.
Deliver assurance reviews across key regulations, processes, and controls to manage compliance risks.
Provide clear, actionable feedback to strengthen Monzo's control environment and support fair customer outcomes.
Produce high-quality reports and management information for stakeholders across the business.
Monzo is a digital banking company on a mission to make money work for everyone, offering personal and business accounts, savings, and investment products. They have a growing team and a culture focused on customer experience, financial education, and diversity.
Administer full-cycle 401(k) and cross-tested retirement plans, including compliance testing and valuations.
Process participant transactions, reconcile assets, and prepare IRS forms.
Communicate with clients and recommend plan design changes for compliance.
Strongpoint Partners is a tech-enabled retirement services platform for small to mid-sized businesses. Recognized as one of Inc. 5000's fastest growing private companies and a Great Place to Work, it operates a network of 19 firms.
Act as a knowledge leader in customs compliance as an escalation point for internal stakeholders.
Supervise a team of Broker Partner Success and Post-Entry Analysts remotely across US and Canada.
Support pre- and post-entry activity including CBP/CBSA requests, exception management, and special projects.
KlearNow.AI redefines trade compliance and customs brokerage through intelligent automation, digitizing the import/export lifecycle for customs brokers, freight forwarders, and importers. It is a fast-growing startup with a remote-first culture.
Conduct daily trade surveillance reviews across multiple asset classes including equities, options, crypto, futures, and other instruments.
Analyze client trading behavior to identify potential market abuse, policy breaches, or regulatory concerns.
Investigate suspicious activity and prepare clear escalation reports for further review or action.
This role is listed on behalf of a partner company, a regulated investment environment. They offer a competitive compensation package and focus on learning, development, and career growth in a high-performing inclusive workplace.
Own and manage the compliance program including SOC 2 and ISO 27001 readiness and audits.
Lead risk assessments, control testing, and enterprise risk management processes.
Partner with Engineering, Security, Product, Legal, HR, and Operations to embed compliance into business processes.
Calendly is a scheduling platform used by millions to automate meetings and streamline time management. They are a rapidly growing SaaS company fostering a culture of learning and high performance.
Support implementation and operation of the Compliance Program, including conflict of interest, compliance hotline, and regulatory reviews.
Serve as liaison for compliance questions and incidents, and recommend corrective actions and education opportunities.
Work with all levels to ensure internal controls provide accurate, complete, and compliant processes.
Cooper University Health Care is a healthcare organization dedicated to providing extraordinary health care and fostering clinical innovation. It offers competitive compensation, comprehensive benefits, and opportunities for professional growth.
Own the design, implementation, and continuous improvement of the enterprise-wide compliance and AML program.
Monitor federal and state regulatory developments, assess business impact, and implement controls to mitigate emerging risks.
Manage bank partner relationships, lead audits, and mentor a high-performing compliance team.
LeafLink is the largest unified B2B cannabis platform, providing licensed cannabis businesses a suite of tools to manage operations, sell or order from brands, and accelerate growth. Backed by leading venture capital firms, the company processes over $5 billion in wholesale cannabis orders annually and has been recognized as one of America's fastest-growing private companies.
Monitor Twilio products to ensure traffic is legal, compliant, and wanted, following Voice Policy, Messaging Policy, and CTIA requirements.
Investigate issues and collaborate with team members to close gaps exploited by bad actors, onboarding new customers with due diligence.
Support customers via email and phone, using tools to detect and prevent non-compliant activity.
Twilio shapes the future of communications, delivering innovative solutions to hundreds of thousands of businesses and empowering millions of developers worldwide. We are a remote-first company with a strong culture of connection and global inclusion, fostering a vibrant team with diverse experiences.
Provide support on regulatory compliance requirements and conduct gap assessments of business unit procedures against global policies.
Collaborate with Legal, Information Security, and business teams to manage compliance risks and support regulatory exams.
Maintain an understanding of business processes, products, and services while participating in exams as a subject matter expert.
Experian is a global data and technology company operating across financial services, healthcare, automotive, and more. With 25,200 employees across 32 countries, they have an award-winning, inclusive, and purpose-driven culture.
Serve as the primary compliance advisor for transparency customers, providing guidance on regulatory interpretation and risk mitigation.
Ensure successful achievement of all reporting metrics and deadlines, establishing KPIs and utilizing project management tools.
Actively engage in sales and marketing efforts to support customer growth through industry conferences and networking.
MediSpend provides transparency reporting solutions for the life sciences industry. The company fosters a diverse and inclusive culture with employees working remotely across the US, offering competitive compensation and benefits.
Monitor and interpret CMS guidance for Medicare, Medicaid, and other healthcare programs.
Partner with internal teams to ensure compliance with regulations and contract obligations.
Maintain regulatory tracking documentation and support development of training materials.
HealthEdge provides healthcare software and services to payers and providers. It is a growing company with a focus on compliance and innovation, fostering a collaborative and remote-friendly culture.
Serve as a senior security and compliance advisor for clients in finance, VC, PE, and biotech, translating complex requirements into practical action plans.
Lead consultative conversations on governance, risk, controls, AI adoption, and audit readiness, delivering clear executive-level recommendations.
Build and refine Outpost's service delivery playbooks, templates, and documentation to scale the offering and improve client experience.
Pliancy is fundamentally changing how businesses value technology, specializing in IT support for life sciences, capital management, and startups. With a people-first culture, the company prioritizes curiosity and empathy, investing in long-term employee success.
Respond to customer and prospect security/compliance questions and improve repeatable processes and evidence quality.
Upsun is the cloud application platform for hybrid teams, enabling developers to build, ship, and scale confidently without managing backend infrastructure. The company has a remote, global workforce and fosters a multicultural, open, and inclusive culture with a focus on open source and innovation.
Serve as the designated Money Laundering Reporting Officer (SMF17) for the UK entity, overseeing the financial crimes compliance program.
Lead the development of the Financial Crime Compliance Monitoring Programme and business-wide compliance risk assessment.
Partner with UK Compliance and global Financial Crimes leaders to maintain a clear and effective control environment across onboarding, transaction monitoring, and investigations.
Affirm is reinventing credit to make it more honest and friendly, offering buy now pay later without hidden fees or compounding interest. It is a remote-first company with competitive benefits including full health coverage and stipends.