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United States Canada Unlimited PTO

  • Lead a project for a trillion-dollar asset manager to transform how Investment Management Agreements are managed.
  • Build a semantic and data foundation to turn unstructured PDF documents into a structured, searchable compliance system.
  • Work directly with legal, compliance, and investment stakeholders to resolve ambiguity and design auditable rule models.

Data Modeling Knowledge Graphs Stakeholder Communication

20 jobs similar to Investment Compliance Technical Lead

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$200,000–$240,000/yr
US Canada Unlimited PTO 12w maternity 12w paternity

  • Build and run Gauntlet's compliance program, including policies, monitoring, and governance.
  • Support regulatory registrations, examinations, and audits.
  • Partner with cross-functional teams to embed compliance and use AI for efficiency.

Gauntlet builds financial systems for on-chain finance, serving over $1.6B in client TVL. They are a Series C company with a team blending traditional finance and crypto expertise, offering a hands-on, ownership-driven culture.

  • Review proposed investment banking engagements and transaction structures for compliance with securities laws and FINRA requirements.
  • Conduct risk-based due diligence on issuers and transaction parties, evaluate red flags, and review offering materials.
  • Serve as a day-to-day compliance resource for investment bankers, translating regulatory requirements into practical guidance.

Finalis is the leading platform enabling independent and boutique investment banking firms to operate legally and compliantly. The firm provides regulatory affiliation and compliance infrastructure supporting private market transactions.

$100–$100/hr
Global

  • Design 'problems' to test state-of-the-art AI models on legal workflows such as board updates and compliance decks.
  • Collaborate with frontier engineering teams to implement and evaluate AI systems on real-world legal work.
  • Define quality standards for AI outputs and ensure precise grading criteria.

Aptura is an applied AI and data company that builds high-quality evaluation and training environments for AI systems. They work with frontier labs to teach AI agents to produce professional work, with a focus on real-world workflows and collaboration.

US

  • Own compliance-focused product areas from architecture through production operation.
  • Build user-facing onboarding and internal tools for compliance workflows.
  • Integrate third-party APIs and design for failure modes, security, and auditability.

Ondo Finance builds institutional-grade, blockchain-enabled investment products for global markets. It is a well-capitalized category leader backed by top investors, with a small, high-agency engineering team.

Global Unlimited PTO

  • Design and own the 50/30/20 model portfolio framework and define the rebalancing and tax-loss-harvesting logic.
  • Select and maintain the actual fund/ETF lineup using clear, defensible due-diligence criteria.
  • Serve as the named investment lead in regulatory filings and client-facing materials.

StartEngine is a fintech company launching a robo-advisory platform for private-fund clients. It is a rapidly expanding startup with a team of around 14 engineers and a builder-oriented culture.

Europe Asia

  • Research and summarize regulatory frameworks and licensing requirements.
  • Support licensing and regulatory-readiness projects including gap analysis and policy review.
  • Review AI outputs for factual consistency and source traceability.

CertiK is a leading Web3 security company focused on securing blockchain protocols and decentralized applications through formal verification and AI. Founded in 2017, the company has a distributed international team and supports thousands of enterprise clients globally.

$200,700–$250,900/yr
United States Canada

  • Lead high-impact, cross-functional projects across the Investments space.
  • Architect, build, and scale brokerage trading and/or custody systems and processes.
  • Collaborate with product, operations, and compliance to ship thoughtful features for customers and internal users.

Mercury is a fintech company that provides an innovative banking experience for startups. The company's Investments Team consists of backend and frontend engineers dedicated to crafting sophisticated products that oversee billions in customer assets, maintaining a high standard of precision and excellence.

$180,000–$220,000/yr
Global

  • Build and mature a crypto-native compliance program, partnering with product and engineering teams to embed compliance into daily operations.
  • Write and implement clear SOPs, manage day-to-day compliance activities, and handle transaction monitoring, investigations, and SAR filings.
  • Collaborate cross-functionally with Risk, Product, Ops, and Sales teams to design guardrails for new business lines and scale the program globally.

Sphere Labs builds modern, compliance-native infrastructure for cross-border payments and settlement. We are a fully remote, global team backed by Coinbase, Kraken, and other major firms, with momentum as stablecoins enter mainstream finance.

$67,500–$90,000/yr
USA

  • Conduct investigations of customer activity for AML compliance and draft Suspicious Activity Reports.
  • Perform blockchain analysis and analyze customer data such as IP addresses and transaction histories.
  • Balance multiple projects in a fast-paced environment with a team of compliance professionals.

Gemini is a global crypto and Web3 platform founded in 2014, offering secure crypto products to individuals and institutions in over 70 countries. As a publicly traded company, it aims to bridge traditional finance with the cryptoeconomy.

US

  • Influence entire compliance programs by translating strategic priorities into clear visions and executable programs with measurable outcomes.
  • Establish portfolio management frameworks and serve as the primary point of contact for executive leadership on mission-critical compliance programs.
  • Drive cross-functional delivery of regulatory compliance programs and improve audit processes for R&D.

Twilio is a leading communications platform that delivers innovative solutions to hundreds of thousands of businesses and empowers millions of developers worldwide. They are a remote-first company with a strong culture of connection and global inclusion.

$128,000–$205,000/yr
US

  • Support the technical operation and development of Affirm Bank’s BSA/AML and compliance programs.
  • Build and maintain transaction-monitoring rules, customer risk ratings, EDD workflows, and other compliance controls.
  • Partner with cross-functional teams to ensure compliance technology is reliable, scalable, and audit-ready.

Affirm is a financial technology company that provides buy now, pay later services with transparent pricing and no hidden fees. The company is remote-first and values a people-first culture, offering competitive benefits and focusing on inclusion.

Global

  • Provide real-time advisory compliance support to trading, development, and operations teams across all regions.
  • Oversee core compliance functions including trade surveillance, regulatory filings, AML/sanctions, and policy training.
  • Lead and develop two Compliance Officers while representing compliance in cross-functional discussions.

BHFT is a proprietary algorithmic trading firm that manages the full trading cycle from software development to strategy execution across multiple asset classes. With a team of 200+ professionals, 70% of whom are technical specialists, we operate as a 100% remote organization with a culture of clarity and transparency.

US Unlimited PTO 16w maternity 16w paternity

  • Lead complex projects with multiple stakeholders and engineers to design systems that adapt Vanta's compliance platform for government needs.
  • Build net-new product capabilities for government compliance, working with early design partners to validate and iterate.
  • Partner with engineering teams on shared infrastructure and drive technical initiatives across product and go-to-market.

Vanta helps businesses earn and prove trust by automating security monitoring for compliance standards like SOC 2, HIPAA, and ISO 27001. The company has a kind and talented team, with many having succeeded without prior security experience, and is growing rapidly.

India Unlimited PTO

  • Build autonomous agent systems that make defensible decisions for compliance audits.
  • Design evaluation harnesses, golden datasets, and drift detection to ensure agent reliability.
  • Own technical direction across engineering, product, security, and customer experience teams.

Sprinto is an Autonomous Trust Platform that centralizes trust requirements across security frameworks, vendors, and customers. Backed by $31.8M in funding and trusted by over 4,000 organizations, Sprinto fosters a culture of ownership, remote collaboration, and continuous improvement.

US

  • Coordinate with legal and management on regulatory litigation and U.S. government agency relationships.
  • Support responses to regulatory investigations, enforcement actions, and compliance reviews involving AML and sanctions.
  • Provide guidance to cross-functional teams on compliance obligations of significant sensitivity and impact.

Binance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries and offer a user-centric, flat-structured environment with world-class talent.

Canada

  • Lead end-to-end client engagements for VPM implementations from discovery through post-go-live support.
  • Conduct client workshops and translate business requirements into functional solutions.
  • Provide functional leadership during testing, go-live, and pre-sales activities.

The partner company is a financial technology consulting firm specializing in investment accounting and performance management solutions. It offers a remote, collaborative environment with a focus on employee growth and professional development.

India

  • Evaluate AI-generated documents, spreadsheets, and presentations for privacy and regulatory compliance accuracy.
  • Apply domain expertise to assess outputs against defined quality standards and provide actionable feedback.
  • Contribute to improving AI systems by providing expert judgment and structured feedback.

The company is a partner of Jobgether, offering remote opportunities for privacy and compliance professionals to evaluate AI-generated content. The company values autonomy and flexibility, providing independent contractor arrangements.

$176,400–$196,000/yr
US

  • Set the strategic direction for Compliance Operations, transforming regulatory requirements into scalable practices that enable growth.
  • Partner with Product and Engineering to build tech-first, automated solutions that reduce manual effort and scale operations.
  • Lead state licensing audits, develop key compliance metrics, and build a high-performing team of 5-10 professionals.

Honor Technology is changing how society cares for older adults by providing technology, tools, and services that empower them to live life on their own terms. With over 100,000 Care Pros and a global franchise network, the company delivers over 50 million hours of personalized care annually, fostering a culture of innovation and compassion.

Global

  • Train and evaluate AI models on complex financial institutions, regulatory, and risk-management topics.
  • Assess model responses for factual accuracy, financial logic, and regulatory interpretation.
  • Produce clear error traces and structured feedback to improve AI performance.

This company specializes in AI training projects for financial institutions, offering flexible freelance opportunities. It operates with a small remote team and provides a fully remote work environment.

Nigeria

  • Supervise and manage QA Assessors, ensuring consistent grading through regular calibration exercises.
  • Lead secondary reviews across AML, Transaction Monitoring, and Fraud to identify compliance vulnerabilities.
  • Maintain a centralized Compliance Defect Log and translate findings into actionable feedback.

Moniepoint Inc. is Africa’s all-in-one financial platform, helping 20 million businesses and individuals access seamless payments, banking, credit, cross-border, and business management tools each month. As Nigeria’s largest merchant acquirer, we power most of the country’s point-of-sale (POS) transactions.