Review written communication to ensure client compliance with FINRA requirements and prevent non-compliant actions.
Review user transaction documents per supervising attorneys' guidelines and support legal and compliance issues.
Assist in conducting compliance Due Diligence- and KYC/AML- related tasks.
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. Launched in 2020 and growing rapidly, the SF- and NYC-based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform. They deliver a white-labeled regulatory affiliation and compliance back-office solution. With Finalists from different countries and cultures, they encourage our team members to develop their soft skills, boosting their ability to adapt themselves to different backgrounds.
Assisting staff with consumer-related complaints requiring direct supervisory input
Identifying, tracking, and reporting patterns of abuse/deception, problem vendors, and/or business trends
The NYC Department of Consumer and Worker Protection (DCWP) protects and enhances the daily economic lives of New Yorkers to create thriving communities. They license nearly 45,000 businesses in more than 40 industries and enforces key consumer protection and workplace laws.
Build and lead a best-in-class compliance framework that brings institutional-grade regulatory rigor to the future of sports prediction markets.
Serve as the primary internal owner of the compliance framework, with the authority and judgment to identify issues, recommend solutions, and escalate matters.
Partner cross-functionally with various teams to embed regulatory requirements directly into systems and workflows.
Novig is building America's #1 sports prediction market. Founded by Jacob Fortinsky and Kelechi Ukah, they are the only platform to offer commission-free sports trading. Novig has raised over $100M from some of Silicon Valley’s top investors and are working to fix a rigged system.
Preparing and organizing employment-based immigration petitions.
Drafting USCIS forms, support letters, and legal correspondence.
Communicating with clients to collect documents and clarify case details.
They are a growing U.S. immigration law firm helping talented and entrepreneurial immigrants build their futures in the United States. They are committed to integrity, professionalism, and treating every client with respect and transparency.
Facilitating negotiations of site agreements and budgets to ensure alignment with the site activation plan.
Customizing and preparing country- and site-specific agreements and organizing their translations.
Tracking the status of site agreement and budget negotiation.
They are a company that cares for their staff, clients, partners and the quality of their work. A dynamic, global company founded in 1995, they bring together more than 3000 driven, dedicated and passionate individuals, working on the front line of medical science, changing lives, and bringing new medicines to those who need them.
Support the development, implementation, and maintenance of IT compliance policies, standards, procedures, and controls.
Coordinate and support internal and external audits, including preparation of documentation, evidence collection, and remediation tracking.
Perform periodic compliance assessments, gap analyses, and risk assessments against applicable frameworks and standards.
Xcelerate Solutions, founded in 2009 and located in McLean, VA, is a fast-growing company. The company is defined by a diversified workforce of dynamic and versatile professionals, with growth and development opportunities that contribute to individual and firm growth.
Review, draft, and negotiate customer NDAs, MSAs, Order Forms, and DPAs.
Partner with sales and internal stakeholders for seamless collaboration.
Develop contract playbooks and negotiation guidance for scalability.
Jobgether uses an AI-powered matching process to ensure applications are reviewed quickly, objectively, and fairly against the role's core requirements. They identify the top-fitting candidates and share this shortlist directly with the hiring company.
Investigate safety incidents, fraud cases, disputes, and policy violations.
Gather evidence, document findings, and make recommendations for resolution.
Partner with Operations, Legal, Support, and Risk teams on escalations.
Muvr is building the future of on-demand logistics and moving services. They connect customers with trusted drivers and crews to deliver large items quickly and reliably, ensuring safe interactions and a secure environment.
Gordon Rees Scully Mansukhani is a national law firm. They are the first and only law firm with attorneys and offices in all 50 states, and they have garnered national recognition for their demonstrated commitment to the recruitment, retention and advancement of qualified female and diverse attorneys.
Conducting routine compliance incident reviews and root cause analysis assessments.
Developing, recommending and implementing appropriate remedial activities.
Ensuring consistent application of our best practices and trends.
They are dedicated to creating food people and pets love—while supporting the communities in which they work and live. Their culture is rooted in their Basic Beliefs, and they believe in supporting every employee by meeting their physical, emotional, and financial needs.