The Compliance Specialist supports the ongoing development and maintenance of regulatory operations for TerrAscend Corp. and its operating markets. Responsibilities include conducting regulatory compliance audits, supporting SOP development, aiding in documentation submittal, and maintaining knowledge of regulatory processes.

Looking for a passionate fraud analyst to join our dynamic team to manage operations of money service operations worldwide. Key responsibilities include monitoring daily transactions, analyzing alerts, and providing detailed reports. Ensure compliance with fraud related regulations.

Manages and performs monitoring and testing as required by compliance policies and procedures, including email/texting surveillance and OFAC/AML reviews. Assists with regulatory filings, staff training, and the firm's vendor management program. Proactively identifies new technologies to improve the company’s compliance program.

Review communications intended to be distributed to members of the public to ensure they are consistent with SEC regulations, firm policies and procedures, and best practices, partner with marketing and growth teams to provide compliance guidance and ensure adherence to policies and procedures. Assist with the maintenance of and updates to compliance policies and procedures to reflect regulatory changes.

You will play a key role in supporting the development and execution of compliance and risk management frameworks. You will be responsible for compliance operations, regulatory reporting, and assisting with compliance initiatives across various business functions. You will work closely with cross-functional teams to ensure compliance with applicable laws, regulations and internal policies.

Lead the compliance program for the trading and prime brokerage business, supporting new business activity across multiple regulated entities. Work with various business units to ensure products and services are compliant with regulations, defining the long-term strategy for Trading Compliance in the evolving digital asset space.

Ensure robust compliance across our global operations, manage all aspects of regulatory reporting, ensuring accurate and timely submissions across a broad range of regulations. This role demands a deep understanding of the global regulatory landscape for digital assets and financial services. Lead effective exam management, handling regulatory requests and coordinating internal stakeholders.

Advise on regulatory issues, including product offering, compliance, AML/CTF, marketing restrictions, and licensing. Draft and review strategic plans and submissions to regulatory authorities, responding to regulatory inquiries and help shape the long-term regulatory strategy. Develop and manage the APAC legal and compliance programme and ongoing regulatory strategy. Anticipate and maintain up-to-date knowledge of current laws.