Lead enterprise regulatory strategy and readiness to navigate evolving regulatory expectations.
Design and execute mock examinations and readiness programs to prepare for regulatory scrutiny.
Partner with senior leadership to translate regulatory developments into actionable business strategies.
Empower is a financial services company focused on transforming financial lives. We have a flexible work environment, fluid career paths, and a welcoming inclusive culture.
Perform supervisory reviews and approvals of client accounts and transactions requiring oversight.
Research and resolve complex account, suitability, and regulatory matters.
Monitor supervisory systems to identify unusual activity and potential risks.
Raymond James is a diversified financial services firm providing wealth management, capital markets, and banking. Founded in 1962, it has a people-first culture and operates across the US, Canada, UK, and Germany.
Provide real-time advisory compliance support to trading, development, and operations teams across all regions.
Oversee core compliance functions including trade surveillance, regulatory filings, AML/sanctions, and policy training.
Lead and develop two Compliance Officers while representing compliance in cross-functional discussions.
BHFT is a proprietary algorithmic trading firm that manages the full trading cycle from software development to strategy execution across multiple asset classes. With a team of 200+ professionals, 70% of whom are technical specialists, we operate as a 100% remote organization with a culture of clarity and transparency.
Assist clients and broker partners by being the first point of contact on service needs and issues.
Process operational requests such as funds distributions, journals, account updates, and ACATs initiation.
Research and resolve client issues related to forms, transfers, and other operational items.
Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and 24/5 trading. The company is backed by $400 million in funding and has a global team of 400+ members.
Influence entire compliance programs by translating strategic priorities into clear visions and executable programs with measurable outcomes.
Establish portfolio management frameworks and serve as the primary point of contact for executive leadership on mission-critical compliance programs.
Drive cross-functional delivery of regulatory compliance programs and improve audit processes for R&D.
Twilio is a leading communications platform that delivers innovative solutions to hundreds of thousands of businesses and empowers millions of developers worldwide. They are a remote-first company with a strong culture of connection and global inclusion.
Review proposed investment banking engagements and transaction structures for compliance with securities laws and FINRA requirements.
Conduct risk-based due diligence on issuers and transaction parties, evaluate red flags, and review offering materials.
Serve as a day-to-day compliance resource for investment bankers, translating regulatory requirements into practical guidance.
Finalis is the leading platform enabling independent and boutique investment banking firms to operate legally and compliantly. The firm provides regulatory affiliation and compliance infrastructure supporting private market transactions.
Assess complex compliance and financial crime risks, supporting clients in strengthening controls and risk management frameworks.
Conduct audits, risk assessments, and control testing, translating findings into actionable recommendations for stakeholders.
Mentor junior team members and contribute to a collaborative, learning-oriented consulting environment.
This position is listed on behalf of a partner company, which manages all applications and next steps. The partner is a consulting firm specializing in financial crime compliance, serving highly regulated financial services organizations.
Drive and own regulatory compliance for Flywire in South Africa, including localizing AML/CTF programmes and managing FIC/SARB relationships.
Monitor South African regulatory changes and determine licensing or exemption requirements for new services.
Support global AML/CTF operations, regulatory reporting, and cross-functional collaboration.
Flywire is a global payments enablement and software company solving high-stakes, high-value payments for education, healthcare, travel, and B2B. With 1,400+ FlyMates in 15 offices worldwide, they foster a passionate, collaborative culture.
Serve as the go-to compliance resource for HSA, FSA, and HRA products, ensuring compliance with regulatory requirements.
Lead compliance risk assessments for new product features and platform developments, including AI-powered tools.
Monitor regulatory developments and produce actionable impact assessments for affected teams.
Lively set out to raise the bar on benefit solutions, offering a modern HSA and a full suite of benefits. It is a remote-first company with employees across the US, focused on user-centric design and innovation.
Ensure regulatory readiness, strengthen governance structures, and enhance reporting accuracy across the organization.
Oversee the policy management lifecycle, including creation, review, and approval, ensuring alignment with enterprise standards.
Manage lobbying reporting oversight and lead risk-based compliance reviews and training program lifecycles.
LISC is one of the country's largest community development organizations, helping forge vibrant, resilient communities across America. LISC works with residents and partners to close gaps in health, wealth, and opportunity so that people and places can thrive.
Own the trading operations and supervisory framework, providing licensed principal oversight and managing operational controls, reconciliations, and escalations.
Lead trade surveillance and operational control frameworks, including supervisory reviews, pre- and post-trade controls, and best execution monitoring.
Manage trading-related reporting obligations, including CAT, CAIS, and TRACE, and serve as the operational escalation point for trade errors and settlement issues.
Mercury is building a complete finance stack for startups, providing banking and financial services. The company values diversity and belonging, and offers a competitive total rewards package including base salary, equity, and benefits.
Evaluate Medicare regulatory requirements and CMS guidance to assess compliance risks for government contracts.
Serve as a subject matter expert to ensure regulatory requirements are implemented accurately and timely across operations and partners.
Collaborate with stakeholders to develop and monitor mitigation strategies for compliance risks and issues.
HCSC expands access to high-quality, cost-effective health care and equips members with tools for better decisions. As an industry leader, they have over 80 years of experience and offer compelling careers in a collaborative, innovative environment.
Manage governance forums, agendas, decision logs, and action tracking.
Support execution of strategic compliance priorities and monitor cross-functional dependencies.
Coordinate departmental KPIs and executive dashboarding.
HealthEdge is a healthcare technology company that provides software solutions for health plans and payers. The company fosters a culture of accountability, transparency, and compliance, operating remotely across the US.
Review, prepare, and resolve complex account work, including entity accounts and correspondent partners.
Process and support day-to-day accounts workflow, including onboarding, maintenance, and lifecycle changes.
Execute monthly statement and trade confirmation reviews and lead legacy cleanup projects.
Alpaca is a US-headquartered global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, and 24/5 trading. Our global team of over 400 members is diverse and backed by $400 million in funding, fostering a culture of curiosity, empathy, and accountability.
Conduct KYC Refresh and Enhanced Due Diligence Reviews on existing accounts to ensure regulatory compliance.
Support BPO partners with escalations related to CIP, CDD, and EDD.
Communicate effectively with stakeholders and customers, documenting rationale for account decisions.
Mercury is a fintech company that provides banking and financial workflow solutions for startups. They are a growing company with a focus on compliance and risk management, fostering a culture of diversity and inclusion.
Coordinate with legal and management on regulatory litigation and U.S. government agency relationships.
Support responses to regulatory investigations, enforcement actions, and compliance reviews involving AML and sanctions.
Provide guidance to cross-functional teams on compliance obligations of significant sensitivity and impact.
Binance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries and offer a user-centric, flat-structured environment with world-class talent.
Develop, implement, and maintain compliance policies and procedures aligned with governmental requirements and contractual obligations.
Research compliance questions and regulatory issues, analyze impacts, and recommend corrective actions.
Prepare metrics, reports, and presentations for leadership to support compliance monitoring and business decisions.
Jobgether uses an AI-powered matching process to connect candidates with hiring companies. They are a recruitment platform that processes applications and shares top-fitting candidates directly with employers.
Build and own the entity's FCRA compliance program from scratch, including policies and training.
Run consumer relations end-to-end: dispute intake, reinvestigation, file disclosure, and fraud alerts.
Serve as compliance point of contact for client diligence and regulatory matters.
SentiLink provides innovative identity and risk solutions for financial services and other markets. It is a fast-growing company backed by top investors and has earned recognition from major media outlets.
Lead a project for a trillion-dollar asset manager to transform how Investment Management Agreements are managed.
Build a semantic and data foundation to turn unstructured PDF documents into a structured, searchable compliance system.
Work directly with legal, compliance, and investment stakeholders to resolve ambiguity and design auditable rule models.
Casper Studios is an AI services firm that helps companies figure out where and how to use AI. With roughly 40 employees, we have worked with over 30 clients and 4x'd revenue recently, fostering a high-agency culture.
Own and maintain AML/BSA, Sanctions, and KYC/KYB policies across all markets, ensuring compliance with local regulations and partner requirements.
Serve as primary compliance point of contact for issuing bank and card network partners, managing audits, exams, and remediation.
Build and run governance structure for the compliance program, including reporting, escalation paths, and risk committees.
Motive empowers the people who run physical operations with tools to make their work safer, more productive, and more profitable. Motive serves nearly 100,000 customers across a wide range of industries, from Fortune 500 enterprises to small businesses.