Lead daily review of new business and trade alerts to ensure compliance with firm, broker/dealer, and regulatory guidelines.
Build and maintain positive working relationships with advisors, monitor outstanding tasks, and escalate issues to the Supervision Manager as necessary.
Collaborate with the Supervision team on trends and regulatory changes, attend regular meetings, and review client correspondence and support cases.
Wealth Enhancement is an independent wealth management firm providing personalized financial planning and investment management services. It has a team-based culture and operates from over 140 offices nationwide, serving over 80,000 households.
Brandtech+ (formerly known as OLIVER+) specializes in film, CGI, automation, AI, motion design, and digital/print content. As a part of The Brandtech Group, they leverage AI technology to revolutionise how we create and deliver work.
Lead the design and modernization of MMIS solutions in alignment with CMS MITA guidelines and enterprise architecture best practices.
Develop and execute AWS cloud migration strategies, prioritizing scalability, reliability, and cost efficiency.
Ensure total adherence to HIPAA and MARS-E standards.
They are seeking an Advisor Solution Architect to lead the design, implementation, and oversight of secure, scalable, and compliant MMIS (Medicaid Management Information System) solutions. This is a high-impact, strategic role that bridges the gap between business objectives, cutting-edge technology, and rigorous quality standards.